42 U.S.C. § 18912: Research security

Summary

Requires the Secretary of Energy to make and use tools to find and reduce research security risks for any DOE-funded project. The Secretary must work with the Department’s Office of Intelligence and Counterintelligence and consider the latest World Wide Threat Assessment and National Counterintelligence Strategy when deciding which foreign countries are risky. The tools must rank risk, check ongoing high‑risk projects, name an official to warn recipients about unmanageable threats, ask for extra security steps for higher‑risk work, and create training. The tools must be reviewed and updated every year. People or groups labeled as "entities of concern" cannot get or do DOE‑funded work unless the Secretary grants a waiver in the national interest and tells the Senate and House committees at least 2 weeks before waiving. If an entity of concern gets support without a waiver, the Secretary will stop the support and bar them from getting DOE support for at least 1 year but not more than 10 years, or apply other penalties after notifying those congressional committees. The Secretary must share threat information with other federal agencies and follow U.S. international agreements. Definitions (one line each): country of risk — a foreign country the Secretary finds poses theft or national security risks; covered support — any DOE grant, contract, award, loan, program, or similar funding or activity under these laws; entity of concern — an entity on certain federal lists or one the Secretary finds poses an unmanageable threat; national — as defined in title 8; Secretary — the Secretary of Energy. Not later than 240 days after August 9, 2022, the Secretary must send Congress a report describing the tools, any risk matrix used, a plan to handle risks from countries of risk, and a list of critical research areas by risk.

Title 42, §18912

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(a)Definitions

In this section: (1) Country of risk

(2)Covered support

The term “covered support” means any grant, contract, subcontract, award, loan, program, support, or other activity authorized under this division or division A, or an amendment made by this division or division A.

(3)Entity of concern

The term “entity of concern” means any entity, including a national, that is—

(A)identified under section 1237(b) of the Strom Thurmond National Defense Authorization Act for Fiscal Year 1999 (50 U.S.C. 1701 note; Public Law 105–261);

(B)identified under section 1260H of the William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021 (10 U.S.C. 113 note; Public Law 116–283);

(C)on the Entity List maintained by the Bureau of Industry and Security of the Department of Commerce and set forth in Supplement No. 4 to part 744 of title 15, Code of Federal Regulations;

(D)included in the list required by section 9(b)(3) of the Uyghur Human Rights Policy Act of 2020 (Public Law 116–145; 134 Stat. 656); or

(E)identified by the Secretary, in coordination with the Director of the Office of Intelligence and Counterintelligence and the applicable office that would provide, or is providing, covered support, as posing an unmanageable threat—

(i)to the national security of the United States; or

(ii)of theft or loss of United States intellectual property.

(4)National

The term “national” has the meaning given the term in section 1101 of title 8.

(5)Secretary

The term “Secretary” means the Secretary of Energy.

(b)Science and technology risk assessment

(1)In general

The Secretary shall develop and maintain tools and processes to manage and mitigate research security risks, such as a science and technology risk matrix, informed by threats identified by the Director of the Office of Intelligence and Counterintelligence, to facilitate determinations of the risk of loss of United States intellectual property or threat to the national security of the United States posed by activities carried out under any covered support.

(2)Content and implementation

In developing and using the tools and processes developed under paragraph (1), the Secretary shall—

(A)deploy risk-based approaches to evaluating, awarding, and managing certain research, development, demonstration, and deployment activities, including designations that will indicate the relative risk of activities;

(B)assess, to the extent practicable, ongoing high-risk activities;

(C)designate an officer or employee of the Department of Energy to be responsible for tracking and notifying recipients of any covered support of unmanageable threats to United States national security or of theft or loss of United States intellectual property posed by an entity of concern;

(D)consider requiring recipients of covered support to implement additional research security mitigations for higher-risk activities if appropriate; and

(E)support the development of research security training for recipients of covered support on the risks posed by entities of concern.

(3)Annual updates

The tools and processes developed under paragraph (1) shall be evaluated annually and updated as needed, with threat-informed input from the Office of Intelligence and Counterintelligence, to reflect changes in the risk designation under paragraph (2)(A) of research, development, demonstration, and deployment activities conducted by the Department.

(c)Entity of concern

(1)Prohibition

Except as provided in paragraph (2), no entity of concern, or individual that owns or controls, is owned or controlled by, or is under common ownership or control with an entity of concern, may receive, or perform work under, any covered support.

(2)Waiver of prohibition

(A)In general

The Secretary may waive the prohibition under paragraph (1) if determined by the Secretary to be in the national interest.

(B)Notification to Congress

Not less than 2 weeks prior to issuing a waiver under subparagraph (A), the Secretary shall notify the Committee on Energy and Natural Resources of the Senate and the Committee on Science, Space, and Technology of the House of Representatives of the intent to issue the waiver, including a justification for the waiver.

(3)Penalty

(A)Termination of support

On finding that any entity of concern or individual described in paragraph (1) has received covered support and has not received a waiver under paragraph (2), the Secretary shall terminate all covered support to that entity of concern or individual, as applicable.

(B)Penalties

An entity of concern or individual identified under subparagraph (A) shall be—

(i)prohibited from receiving or participating in covered support for a period of not less than 1 year but not more than 10 years, as determined by the Secretary; or

(ii)instead of the penalty described in clause (i), subject to any other penalties authorized under applicable law or regulations that the Secretary determines to be in the national interest.

(C)Notification to Congress

Prior to imposing a penalty under subparagraph (B), the Secretary shall notify the Committee on Energy and Natural Resources of the Senate and the Committee on Science, Space, and Technology of the House of Representatives of the intent to impose the penalty, including a description of and justification for the penalty.

(4)Coordination

The Secretary shall—

(A)share information about the unmanageable threats described in subsection (a)(3)(E) with other Federal agencies; and

(B)develop consistent approaches to identifying entities of concern.

(d)International agreements

This section shall be applied in a manner consistent with the obligations of the United States under international agreements.

(e)Report required

Not later than 240 days after August 9, 2022, the Secretary shall submit to Congress a report that—

(1)describes—

(A)the tools and processes developed under subsection (b)(1) and any updates to those tools and processes; and

(B)if applicable, the science and technology risk matrix developed under that subsection and how that matrix has been applied;

(2)includes a mitigation plan for managing risks posed by countries of risk with respect to future or ongoing research and development activities of the Department of Energy; and

(3)defines critical research areas, designated by risk, as determined by the Secretary.

Notes & Related Subsidiaries

Editorial Notes

References in Text

This division, referred to in subsec. (a)(1)(A), (2), is div. B of Pub. L. 117–167, Aug. 9, 2022, 136 Stat. 1399, which enacted this chapter and enacted, amended, and repealed numerous other sections and notes in the Code. For complete classification of div. B to the Code, see

Short Title

note set out under section 18901 of this title and Tables. Division A, referred to in subsec. (a)(1)(A), (2), is div. A of Pub. L. 117–167, Aug. 9, 2022, 136 Stat. 1372, known as the CHIPS Act of 2022. For complete classification of div. A to the Code, see

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of 2022 Amendment note set out under section 4651 of Title 15, Commerce and Trade, and Tables. section 9(b)(3) of the Uyghur Human Rights Policy Act of 2020, referred to in subsec. (a)(3)(D), is section 9(b)(3) of Pub. L. 116–145, June 17, 2020, 134 Stat. 656, which is not classified to the Code.

§18912 Research Security

Summary

Title 42, §18912

Notes & Related Subsidiaries

Editorial Notes

References in Text

Short Title

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