What Aeluma, Inc. told the SEC could break it.

Aeluma's facilities near Santa Barbara, CA and many of its major suppliers and manufacturing partners sit in areas prone to severe earthquakes and other disasters (storms, fires, typhoons, tsunamis), threatening operational continuity.

“Our principal executive offices and operating facilities are situated near Santa Barbara, California, and many of our major suppliers, vendors, and manufacturing partners are located in areas that have been subject to severe earthquakes and are susceptible to other disasters such as tropical storms, fires, typhoons or tsunamis.”

Aeluma's photonics/semiconductor products may be subject to U.S. export controls and sanctions that limit foreign sales, require export authorizations, and prohibit supply to embargoed countries.

“To the extent that our products are or become subject to U.S. export controls and regulations, these regulations may limit the export of our products and technology, and provision of our services outside of the United States, or may require export authorizations, including by license, a license exception, or other appropriate government authorizations and conditions, including annual or semi-annual reporting.”

As a largely fabless semiconductor company, Aeluma relies on limited sources of wafer fabrication, packaged-product fabrication, and product testing; losing such suppliers could delay and limit product shipments.

“We will rely on limited sources of wafer fabrication, packaged products fabrication and product testing, the loss of which could delay and limit our product shipments.”