2025-01551Notice

Nasdaq GEMX Joins the Fee Parade for Market Audits

Published Date: 1/23/2025

Notice

Summary

Nasdaq GEMX is setting new fees for industry members to cover the 2025 costs of the Consolidated Audit Trail (CAT), a system that tracks stock trades to keep markets fair and transparent. These fees kick in right away and affect anyone who’s part of a national securities exchange or association. If you’re in the trading game, get ready to budget for these updated charges starting in 2025!

Analyzed Economic Effects

1 provisions identified: 0 benefits, 1 costs, 0 mixed.

Industry Fees for 2025 CAT Costs

Nasdaq GEMX is establishing fees charged to Industry Members to cover reasonably budgeted Consolidated Audit Trail (CAT) costs for 2025. This applies to anyone who is a member of a national securities exchange or a national securities association; the proposal was filed on January 2, 2025 and was designated immediately effective.

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Key Dates

Published Date
1/23/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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