2025-02432Notice

SEC Pauses Vote on Trading Risk Fee for Options Clearing

Published Date: 2/11/2025

Notice

Summary

The Options Clearing Corporation wants to add a new fee to all clearing member accounts to help manage risks from fast, short-term trading during and after the day. The SEC is taking extra time to decide if this new charge is a good idea. This change could affect how much money clearing members need to keep on hand and when it might happen.

Analyzed Economic Effects

1 provisions identified: 0 benefits, 1 costs, 0 mixed.

New Margin Add-On for Clearing Members

If you are an Options Clearing Corporation (OCC) Clearing Member, OCC proposes a new margin add-on charge that would be applied to all Clearing Member accounts to help mitigate risks from intraday and overnight trading activity, particularly short-dated options trading. The Securities and Exchange Commission set April 9, 2025, as the date by which it will either approve or disapprove the proposed rule change.

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Key Dates

Published Date
Effective Date
2/11/2025
4/9/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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