SEC Gives Wall Street Execs a Reporting Break
Published Date: 2/13/2025
Notice
Summary
The SEC is giving some big investment managers extra time to start filing a new monthly report called Form SHO, which tracks certain stock info. This temporary break means they don’t have to meet the January 2025 deadline while they sort out technical issues. No money changes now, just a little breathing room to get things right.
Analyzed Economic Effects
2 provisions identified: 1 benefits, 1 costs, 0 mixed.
Temporary exemption for Form SHO filers
Institutional investment managers that meet the Rule 13f-2 thresholds are temporarily exempt from complying with Rule 13f-2 and filing Form SHO from February 7, 2025 through January 2, 2026. As a result, the January 2025 reporting period is covered by this exemption, and Form SHO reports for the January 2026 reporting period must be filed within 14 calendar days after the end of January 2026.
Investor transparency delayed about a year
The SEC’s temporary exemption delays implementation of Rule 13f-2 reporting and therefore delays the aggregated Form SHO information the Commission would publish for investors. The exemption runs from February 7, 2025 until January 2, 2026, so the transparency benefits tied to those reports are postponed for approximately twelve months.
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