2025-03964NoticeWallet

FINRA Adds Smarter Trade Matching with New Entrant

Published Date: 3/13/2025

Notice

Summary

FINRA wants to add a new player called IntelligentCross to the Alternative Display Facility, which helps match buyers and sellers in the stock market. Some folks raised concerns about how IntelligentCross matches trades, so FINRA tweaked the rules to make it fairer and clearer. This change affects traders using this system and aims to keep things smooth and accessible, with the Commission reviewing the updates now.

Analyzed Economic Effects

1 provisions identified: 0 benefits, 0 costs, 1 mixed.

IntelligentCross added to ADF; matching rules changed

FINRA filed to add IntelligentCross as a new entrant to the Alternative Display Facility (ADF), and IntelligentCross changed its ASPEN Fee/Fee matching rules so orders are matched by price, display type, then time throughout the process. FINRA states these matching changes were effective for symbols on ASPEN Fee/Fee as of October 30, 2024, and the SEC is soliciting comments with submissions due on or before April 3, 2025. Examples in the filing show 100-share orders at $10.00 and $9.99 and a scheduled match event in 180 microseconds illustrating that a later, more-aggressively priced order can receive execution and price improvement under the revised rule.

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Key Dates

Effective Date
Published Date
10/30/2024
3/13/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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