2025-08323NoticeWallet

Private Equity Fund Seeks Flexible Shares and Fee Tweaks

Published Date: 5/12/2025

Notice

Summary

Adams Street Private Equity Navigator Fund LLC and Adams Street Advisors, LLC want permission to offer different types of shares and charge fees for early withdrawals and services. This change affects investors in these funds and could impact how much they pay and when. The SEC will decide by June 2, 2025, unless someone asks for a hearing.

Analyzed Economic Effects

3 provisions identified: 0 benefits, 2 costs, 1 mixed.

Funds May Offer Multiple Share Classes

Adams Street Private Equity Navigator Fund LLC seeks permission to let registered closed-end funds issue multiple classes of shares. This change affects investors in those funds because different share classes can have different fee or payout terms. The SEC application was filed April 1, 2025, and interested persons may request a hearing by June 2, 2025.

Funds May Charge Early Withdrawals

The applicants request authority to allow closed-end funds to impose early withdrawal charges on investors. If approved, investors who redeem or withdraw early from these funds could pay extra fees. The SEC application was filed April 1, 2025, and hearing requests must be received by June 2, 2025.

Asset-Based Distribution and Service Fees

The applicants seek permission for closed-end funds to impose asset-based distribution fees and/or service fees. If approved, investors could see ongoing charges taken from fund assets to pay for distribution or shareholder services. The application was filed April 1, 2025, and hearing requests are due by June 2, 2025.

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Key Dates

Published Date
5/12/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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