2025-10282Notice

VanEck Trusts Seek Crypto Swaps: SEC Decides on Bitcoin and Ethereum Shares

Published Date: 6/6/2025

Notice

Summary

The Cboe BZX Exchange wants to change the rules for trading VanEck Bitcoin and Ethereum Trust shares to allow 'in-kind' creations and redemptions, meaning shares can be swapped directly for the actual cryptocurrencies instead of cash. This affects investors and traders of these crypto trusts and could make trading smoother and possibly cheaper. The SEC is now deciding whether to approve this change by June 3, 2025.

Analyzed Economic Effects

2 provisions identified: 1 benefits, 0 costs, 1 mixed.

Allowing In‑Kind Crypto Swap for Trust Shares

If you own or trade shares of the VanEck Bitcoin Trust or the VanEck Ethereum Trust, the Exchange proposes allowing 'in-kind' creations and redemptions so shares can be swapped directly for bitcoin or ether instead of cash under BZX Rule 14.11(e)(4). The change could make trading of these Trust shares smoother and possibly cheaper; the SEC is evaluating the proposal with a decision point of June 3, 2025.

SEC Review on Market‑Integrity and Investor Protections

The SEC has instituted proceedings to analyze whether allowing in-kind creations and redemptions for the VanEck Bitcoin and Ethereum Trusts is consistent with Section 6(b)(5) of the Securities Exchange Act, which focuses on preventing fraud and manipulation and protecting investors. The Commission is considering those grounds as it decides whether to approve or disapprove the proposed rule change by June 3, 2025.

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Key Dates

Published Date
6/6/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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