2025-16697Notice

MIAX Updates Round Lot Definition to Sync with Regs

Published Date: 9/2/2025

Notice

Summary

MIAX PEARL is updating its trading rules to match a new official definition of a 'round lot'—basically, the standard number of shares in a trade. This change affects traders using MIAX PEARL and kicks in right away, with no extra costs involved. It also tweaks some related rules to keep everything neat and clear.

Analyzed Economic Effects

2 provisions identified: 2 benefits, 0 costs, 0 mixed.

Round Lot Sizes Align with Reg NMS

If you trade equities on MIAX Pearl, the Exchange will adopt the Regulation NMS definition of a “Round Lot” starting November 3, 2025. Under that rule, a Round Lot is 100 shares for stocks with an average closing price of $250.00 or less, 40 shares for $250.01–$1,000.00, 10 shares for $1,000.01–$10,000.00, and 1 share for $10,000.01 or more; round lot sizes are reassigned semiannually using a one‑month Evaluation Period (March for May assignments; September for November assignments).

Rulebook Edits Improve Clarity for Members

MIAX Pearl will make non‑substantive edits to several rules effective November 3, 2025, such as capitalizing the term “Round Lot,” dividing and renumbering paragraph (b) of Rule 2616, and replacing the term “System Security” with “NMS Security.” The Exchange says these edits are intended only to improve clarity for Equity Members and the public and do not change how the rules operate or impose costs.

Your PRIA Score

Score Hidden

Personalized for You

How does this regulation affect your finances?

Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.

Free to start

Key Dates

Published Date
Effective Date
9/2/2025
11/3/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
Source: View HTML
Back to Federal Register

Take It Personal

Get Your Personalized Policy View

Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.

Already have an account? Sign in