2025-22385NoticeWallet

NYSE Arca Lowers Fees for Penny Stock Options Traders

Published Date: 12/10/2025

Notice

Summary

Starting December 1, 2025, NYSE Arca is shaking up its options fees! Firms and broker-dealers trading penny stocks get a fresh new pricing tier, and market makers get extra rewards for adding liquidity in popular options like the iShares Russell 2000 ETF. These changes aim to make trading smoother and more cost-effective for the folks who keep the market buzzing.

Analyzed Economic Effects

3 provisions identified: 3 benefits, 0 costs, 0 mixed.

New Penny-Issue Firm/Broker Tier

Starting December 1, 2025, NYSE Arca adds a new pricing tier for Firm and Broker-Dealer posted interest in Penny Issues. OTP Holders that execute at least 0.20% of Total Customer Average Daily Volume (TCADV) from Firm and Broker-Dealer posted interest in all issues would receive a credit of $0.32 per contract; affiliates may aggregate volume to qualify.

Market-Maker Incentive for IWM/QQQ/SPY

Effective December 1, 2025, NYSE Arca will pay Market Makers who post interest in IWM, QQQ, and SPY at least 0.90% of the total combined IWM, QQQ, and SPY industry average daily volume (ADV) in a calendar month. Such Market Makers would receive a $0.36 per contract credit for executions against posted interest in IWM and QQQ, and a $0.45 per contract credit for executions against posted interest in SPY.

Highest Applicable Credit Applies

The Exchange states that a Market Maker eligible for more than one posting credit will receive the highest rebate applicable to a transaction. For example, if eligible for a $0.40 credit under one tier and a $0.45 credit under another, the Market Maker would receive the $0.45 credit.

Your PRIA Score

Score Hidden

Personalized for You

How does this regulation affect your finances?

Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.

Free to start

Key Dates

Effective Date
Published Date
12/1/2025
12/10/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
Source: View HTML
Back to Federal Register

Take It Personal

Get Your Personalized Policy View

Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.

Already have an account? Sign in