NYSE National Tweaks FINRA-Linked Processing Fees Immediately
Published Date: 1/23/2026
Notice
Summary
NYSE National is updating its fee schedule to change the processing fees linked to the Central Registration Depository (CRD) system, which is managed by FINRA. This affects traders and firms using the exchange, with the new fees kicking in immediately on January 8, 2026. The update aims to keep things fair and clear for everyone involved.
Analyzed Economic Effects
1 provisions identified: 0 benefits, 1 costs, 0 mixed.
Higher CRD Processing Fees for ETP Firms
If your firm is a Non-FINRA ETP Holder that reports people to the CRD system, the per-person system processing fee for each registered representative and principal changes on January 8, 2026. The fee tiers are: 1–5 regulators = $70; 6–20 = $95; 21–40 = $110; 41 or more = $125 (this excludes registration as an investment adviser representative). The Exchange lists these fees but does not collect or retain them.
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Take It Personal
Get Your Personalized Policy View
Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.
Already have an account? Sign in