2026-01611Notice

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, From Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail Related to Port-Level Settings

Published Date: 1/27/2026

Notice

Summary

The SEC is giving some stock market players a break from certain technical rules about reporting port settings in the big audit system called CAT. This change helps exchanges and firms avoid tricky, costly updates while keeping the system safe and reliable. The new relief starts right away and affects all major U.S. stock exchanges and trading firms involved in CAT reporting.

No Economic Impacts Identified for this Document

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Key Dates

Published Date
1/27/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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