Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ad-10
Published Date: 2/6/2026
Notice
Summary
The SEC is asking to keep Rule 17Ad-10 going, which helps transfer agents keep super accurate records of who owns what stocks and bonds. About 319 transfer agents spend around 80 hours a year making sure everything’s correct and reporting any mix-ups. This rule keeps the financial world honest and running smoothly, with no extra costs or secret info collected.
No Economic Impacts Identified for this Document
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Take It Personal
Get Your Personalized Policy View
Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.
Already have an account? Sign in