Title 15Commerce and TradeRelease 119-73

§6761 Coordination with Financial Industry Regulatory Authority

Title 15 › Chapter CHAPTER 93— - INSURANCE › Subchapter SUBCHAPTER III— - NATIONAL ASSOCIATION OF REGISTERED AGENTS AND BROKERS › § 6761

Last updated Apr 6, 2026|Official source

Summary

Coordinate with FINRA to ease members' burdens, consistent with this subchapter and federal securities laws.

Full Legal Text

Title 15, §6761

Commerce and Trade — Source: USLM XML via OLRC

The Association shall coordinate with the Financial Industry Regulatory Authority in order to ease any administrative burdens that fall on members of the Association that are subject to regulation by the Financial Industry Regulatory Authority, consistent with the requirements of this subchapter and the Federal securities laws.

Legislative History

Notes & Related Subsidiaries

Editorial Notes

Prior Provisions

Provisions similar to this section were contained in section 6764(b) of this title, prior to the general amendment of this subchapter by Pub. L. 114–1. A prior section 6761, Pub. L. 106–102, title III, § 331, Nov. 12, 1999, 113 Stat. 1430, related to liability of the Association and the directors, officers, and employees of the Association, prior to the general amendment of this subchapter by Pub. L. 114–1. See section 6758 of this title.

Reference

Citations & Metadata

Citation

15 U.S.C. § 6761

Title 15Commerce and Trade

Last Updated

Apr 6, 2026

Release point: 119-73