SEC Seeks to Keep Paper Backup for Digital Filings
Published Date: 3/7/2025
Notice
Summary
The Securities and Exchange Commission wants to keep using Form SE, which helps people who file documents electronically but need to submit some parts on paper. This form is used by a few filers each year and takes just a tiny bit of time to complete. If you have thoughts on making this process easier or clearer, you can share your comments by April 7, 2025.
No Economic Impacts Identified for this Document
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-10373 — Registered Offering Reform
The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.
2026-10222 — Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.
2026-07651 — Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!
2026-11280 — Self-Regulatory Organizations; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Sections 1003 and 1009 of the NYSE American Company Guide
The NYSE American Exchange wants to change its rules to require companies to keep a certain market value to stay listed. This affects companies listed on the exchange and could lead to some being removed if they don’t meet the new standards. The SEC is reviewing this change and will decide by June 18, 2026, so companies and investors should watch for updates that might impact stock listings and market activity.
2026-11287 — DNP Select Income Fund Inc., et al.
DNP Select Income Fund and several other investment companies want permission to pay out long-term capital gains more often—up to 12 times a year instead of just once or twice. This change could mean more frequent income for investors in these funds, starting after the SEC reviews and approves the request. If you’re interested, you have until June 29, 2026, to ask for a hearing or share your thoughts.
2026-11282 — Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend It Rules Related to Binary Options
The Cboe Exchange wants to update its rules to let traders buy and sell binary options on more indexes, with flexible settlement times and new position limits. The SEC is taking extra time, until July 19, 2026, to review these changes carefully. This affects traders and could impact how they manage risk and trade binary options on the Exchange.
Previous / Next Documents
Previous: 2025-03719 — Center for Scientific Review; Notice of Closed Meetings
The NIH’s Center for Scientific Review is holding several closed virtual meetings in late March 2025 to review and evaluate grant applications related to infectious diseases and immunology. These meetings protect sensitive info like personal data and trade secrets, ensuring privacy and fairness. Researchers applying for grants in these areas should note the dates and prepare for funding decisions that could impact their projects.
Next: 2025-03721 — Submission for OMB Review; Comment Request; Extension: Form TH
The Securities and Exchange Commission is asking to keep using Form TH, which lets companies tell the SEC when tech problems stop them from filing documents online on time. This form is rarely used, taking about 20 minutes to fill out, and there’s no expected cost impact. The SEC wants to make sure this process stays smooth and invites public feedback before extending the form’s approval.