Treasury tweaks paperwork for securities dealers—yawn-worthy update
Published Date: 6/23/2025
Notice
Summary
The OCC is asking for feedback on renewing and updating the paperwork that municipal securities dealers and government securities brokers must fill out to register or withdraw. This helps keep the process smooth and cuts down on unnecessary forms. If you’re involved in these financial roles, now’s the time to weigh in before the deadline hits—no extra fees, just a chance to make things easier!
No Economic Impacts Identified for this Document
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-08143 — Streamlining Regulations Concerning Public Welfare Investments, Open Market Collateralized Loan Obligations, and Federal Savings Association Nondiscrimination Requirements
The Treasury’s Office of the Comptroller of the Currency wants to simplify some banking rules by removing outdated or confusing parts. This affects banks, especially federal savings associations and those dealing with certain loan investments. They’re asking for public feedback by May 27, 2026, aiming to cut red tape and make compliance easier without changing costs.
2025-21626 — Regulatory Capital Rule: Modifications to the Enhanced Supplementary Leverage Ratio Standards for U.S. Global Systemically Important Bank Holding Companies and Their Subsidiary Depository Institutions; Total Loss-Absorbing Capacity and Long-Term Debt Requirements for U.S. Global Systemically Important Bank Holding Companies
Big U.S. banks that are super important to the economy are getting new rules to keep them safer and stronger. These changes tweak how much money they must keep on hand and how they handle long-term debt, helping prevent financial trouble. The new rules kick in soon and could affect how these banks manage billions in assets and debt.
2026-10048 — Agency Information Collection Activities: Information Collection Renewal; Submission for OMB Review; Margin and Capital Requirements for Covered Swap Entities
The Office of the Comptroller of the Currency (OCC) is renewing its paperwork rules for banks and financial firms that handle big swap deals. They want to keep collecting info about margin and capital to keep things safe and sound, but they’re asking for public feedback by June 22, 2026. This update won’t cost extra but helps make sure the rules stay clear and fair.
2026-10037 — Preemption Determination: State Interest-on-Escrow Laws
Starting June 18, 2026, federal law will override state rules that limit how banks regulated by the OCC pay interest or charge fees on real estate escrow accounts. This means these banks get more freedom to decide if and how they pay interest or fees, making things clearer and simpler for banks and customers alike. If you have a mortgage or work with banks, expect smoother, more consistent handling of escrow accounts across states.
2026-09641 — Agency Information Collection Activities: Information Collection Renewal; Comment Request; Securities Offering Disclosure Rules
The Office of the Comptroller of the Currency (OCC) is asking for your thoughts on renewing its paperwork rules for companies offering securities. This means businesses involved in selling stocks or bonds might see no big changes but should keep an eye on deadlines. Comments are due by July 13, 2026, so don’t miss your chance to speak up!
2026-08405 — Agency Information Collection Activities: Information Collection Renewal; Submission for OMB Review; Reporting, Recordkeeping, and Disclosure Requirements Associated With Proprietary Trading and Certain Interests in and Relationships With Covered Funds
The Office of the Comptroller of the Currency (OCC) is renewing its paperwork rules for banks about their trading activities and relationships with certain investment funds. This renewal keeps the same reporting and recordkeeping requirements, helping the OCC keep an eye on risky trading while reducing unnecessary paperwork. Banks and financial firms must send comments by June 1, 2026, but no new fees or big changes are coming.
Previous / Next Documents
Previous: 2025-11414 — Agency Information Collection Activities; Comment Request; Federal-State Unemployment Insurance Program Data Exchange Standardization
The Department of Labor wants your thoughts on updating how states and the federal government share unemployment insurance data. This change aims to make the process smoother and cut down on paperwork for everyone involved. If you’re part of a state agency or work with unemployment data, this could affect you soon—so don’t miss the chance to weigh in!
Next: 2025-11418 — Guidance on Referrals for Potential Criminal Enforcement
The NTSB is updating how it handles cases that might involve criminal actions, following a new executive order aimed at cutting down on too many criminal rules. While the NTSB isn’t a rule-making agency, it’s setting clear steps for when to refer possible crimes to the right authorities. This helps keep things fair and efficient, with no new costs or deadlines for the public.