NYSE American Adjusts Price List for Brokers
Published Date: 1/13/2026
Notice
Summary
NYSE American is changing some fees related to the Central Registration Depository (CRD) system, which helps track licenses for people and firms in the securities world. These fee updates, handled by FINRA, will start on January 2, 2026, and affect anyone using the CRD system through NYSE American. If you’re involved in securities registration, get ready for these new costs kicking in right after the New Year!
Analyzed Economic Effects
1 provisions identified: 0 benefits, 1 costs, 0 mixed.
CRD System Fees Increase per Registrant
If your firm uses the CRD system through NYSE American, the per-registered representative/principal system processing fee changes effective January 2, 2026. The new fees are: 1–5 regulators: $70; 6–20 regulators: $95; 21–40 regulators: $110; 41 or more regulators: $125. These fees mirror FINRA’s CRD fees and apply to Non‑FINRA Member Organizations (the Exchange lists the fees but does not collect them).
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Key Dates
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Previous / Next Documents
Previous: 2026-00413 — Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees
Starting January 2, 2026, NYSE Arca is updating its fees related to the Central Registration Depository (CRD) system, which is used by brokers and firms to get licensed. This change affects anyone who uses NYSE Arca’s services and will adjust the system processing fees collected by FINRA. The update is effective immediately, so users should be ready for the new fee schedule.
Next: 2026-00415 — Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
NYSE Texas is updating its fee schedule to change certain system fees linked to the Central Registration Depository (CRD), which is run by FINRA. These changes affect brokers and firms who use the CRD system to register and will take effect on January 2, 2026. This means some fees might go up or down, so users should get ready for the new costs starting early 2026.