SEC Keeps Tabs on Clearing Agency Risks
Published Date: 1/28/2026
Notice
Summary
The SEC is asking to keep collecting info from clearing agencies to decide if they’re super important or risky across different places. If a clearing agency wants the SEC to review or cancel such a status, they must apply and provide details. This process helps keep the financial system safe without adding big costs or delays.
No Economic Impacts Identified for this Document
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The SEC is asking to keep using Form N-17D-1, which helps small business investment companies (SBICs) and their related banks report certain joint investments. This form protects investors by making sure these deals are transparent and fair. No big changes or extra costs are coming, but the form’s extension keeps the info flowing smoothly.