Nasdaq Cuts Waiting Period for Retaking Key FINRA Qualification Exams
Published Date: 8/3/2026
Notice
Summary
Nasdaq is speeding up how soon people can retake certain FINRA exams by shortening the waiting times. This change helps traders and professionals get back on track faster without extra costs or delays. The new rule is effective immediately, making it easier for those involved in the stock market to stay qualified and active.
Analyzed Economic Effects
1 provisions identified: 1 benefits, 0 costs, 0 mixed.
Faster Retakes for FINRA Exams
If you take FINRA qualification exams to register with Nasdaq, the waiting time to retake failed exams is shortened. The wait after the first and second failures is reduced from 30 calendar days to 15 calendar days, and the wait after the third and any subsequent failures within a two-year period is reduced from 180 calendar days to 60 calendar days (rule change filed July 21, 2026).
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