2025-18646Notice

Companies Certify Securities in 30-Minute SEC Drill

Published Date: 9/25/2025

Notice

Summary

The SEC is asking to keep collecting info under Rule 12d1-3, which requires companies to confirm their securities are approved for trading. About 709 companies file these certifications around 1,066 times a year, spending just half an hour each time, with no extra costs involved. You can comment on this by October 27, 2025, so don’t miss your chance to weigh in!

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Key Dates

Published Date
9/25/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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