Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 1003 of the NYSE American Company Guide
Published Date: 2/2/2026
Notice
Summary
NYSE American wants to update rules about when they can pause trading or remove a company’s stock and how long companies get to fix problems. The SEC is taking extra time to review these changes carefully before deciding. This affects companies listed on NYSE American and could impact how quickly they respond to compliance issues.
Analyzed Economic Effects
2 provisions identified: 0 benefits, 0 costs, 2 mixed.
Clarifies Exchange Power to Halt or Delist
If your company is listed on NYSE American, Amendment No. 1 clarifies the Exchange's authority to suspend trading in, or delist, a security. Amendment No. 1 was filed on January 22, 2026 and replaced the original December 3, 2025 filing.
Changes to Issuer Compliance Period Entitlement
Amendment No. 1 modifies Section 1009 of the NYSE American Company Guide regarding an issuer's entitlement to a compliance period. If your company is listed on NYSE American, this change affects the rules that determine whether and how long an issuer may have to cure compliance issues.
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Key Dates
Department and Agencies
Related Federal Register Documents
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Previous: 2026-01972 — Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 7660B (FINRA/NYSE Trade Reporting Facility Fees for Non-Participants)
FINRA is rolling out a new fee for members who don’t use the FINRA/NYSE Trade Reporting Facility but want to buy certain services from it. This change kicks in right away and affects FINRA members who opt in for these services, meaning some firms will see new charges on their bills. It’s all about making sure everyone pays their fair share for the tools they use.
Next: 2026-01974 — Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.21 To Allow a Retail Member Organization To Enter a Retail Order Onto the Exchange in a Principal Capacity
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