2026-01973Notice

Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 1003 of the NYSE American Company Guide

Published Date: 2/2/2026

Notice

Summary

NYSE American wants to update rules about when they can pause trading or remove a company’s stock and how long companies get to fix problems. The SEC is taking extra time to review these changes carefully before deciding. This affects companies listed on NYSE American and could impact how quickly they respond to compliance issues.

Analyzed Economic Effects

2 provisions identified: 0 benefits, 0 costs, 2 mixed.

Clarifies Exchange Power to Halt or Delist

If your company is listed on NYSE American, Amendment No. 1 clarifies the Exchange's authority to suspend trading in, or delist, a security. Amendment No. 1 was filed on January 22, 2026 and replaced the original December 3, 2025 filing.

Changes to Issuer Compliance Period Entitlement

Amendment No. 1 modifies Section 1009 of the NYSE American Company Guide regarding an issuer's entitlement to a compliance period. If your company is listed on NYSE American, this change affects the rules that determine whether and how long an issuer may have to cure compliance issues.

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Key Dates

Published Date
Effective Date
2/2/2026
3/17/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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