2026-04380NoticeWallet

SBA Demands More Tech Firm Reports: Boosting Security in Critical Investments

Published Date: 3/5/2026

Notice

Summary

The Small Business Administration is asking for public feedback on new reporting rules for special investment companies that support critical U.S. technologies. These companies will need to share more info to help protect national security and attract private investment. Comments are open until April 6, 2026, so businesses should act fast to have their say!

Analyzed Economic Effects

5 provisions identified: 0 benefits, 5 costs, 0 mixed.

Quarterly and Annual Filing Deadlines

If you operate an SBIC licensed under the SBIC Critical Technologies Initiative, you must file required reports quarterly and annually. Quarterly reports (the listed forms) are due within 45 calendar days after the end of each fiscal quarter, and annual reports are due within 90 calendar days after the end of each fiscal year.

Required Forms: SBA Forms 1030 & 1032

SBICs participating in the Critical Technologies Initiative must submit SBA Form 1030 (Foreign Ownership, Control, and/or Influence Risk Assessment) and SBA Form 1032 (investment activity questionnaire). These forms are specified as the information collections to be submitted under the new compliance rules.

Must Sign Compliance Agreement

An SBICCT must enter into a contractual SBICCT Compliance Agreement with SBA and the Department of Defense Office of Strategic Capital under the Initiative. That agreement establishes the reporting obligations and other compliance terms tied to participation.

Limit on Capital Deployment Practices

SBICCTs are required to refrain from deploying capital in ways that are inconsistent with public benefit as part of the Compliance Agreement. This restriction is part of the Initiative’s terms for attracting and scaling private investment into critical technologies.

Estimated Respondents and Burden

The SBA estimates 25 respondents, 300 annual responses, and an estimated 150 annual hours of burden for the information collection identified as SBA Forms 1030 and 1032. These estimates describe the expected scale and administrative burden of the new reporting.

Your PRIA Score

Score Hidden

Personalized for You

How does this regulation affect your finances?

Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.

Free to start

Key Dates

Published Date
Comments Due
3/5/2026
4/6/2026

Department and Agencies

Department
Independent Agency
Agency
Small Business Administration
Source: View HTML

Related Federal Register Documents

Previous / Next Documents

Back to Federal Register

Take It Personal

Get Your Personalized Policy View

Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.

Already have an account? Sign in