SBA Demands More Tech Firm Reports: Boosting Security in Critical Investments
Published Date: 3/5/2026
Notice
Summary
The Small Business Administration is asking for public feedback on new reporting rules for special investment companies that support critical U.S. technologies. These companies will need to share more info to help protect national security and attract private investment. Comments are open until April 6, 2026, so businesses should act fast to have their say!
Analyzed Economic Effects
5 provisions identified: 0 benefits, 5 costs, 0 mixed.
Quarterly and Annual Filing Deadlines
If you operate an SBIC licensed under the SBIC Critical Technologies Initiative, you must file required reports quarterly and annually. Quarterly reports (the listed forms) are due within 45 calendar days after the end of each fiscal quarter, and annual reports are due within 90 calendar days after the end of each fiscal year.
Required Forms: SBA Forms 1030 & 1032
SBICs participating in the Critical Technologies Initiative must submit SBA Form 1030 (Foreign Ownership, Control, and/or Influence Risk Assessment) and SBA Form 1032 (investment activity questionnaire). These forms are specified as the information collections to be submitted under the new compliance rules.
Must Sign Compliance Agreement
An SBICCT must enter into a contractual SBICCT Compliance Agreement with SBA and the Department of Defense Office of Strategic Capital under the Initiative. That agreement establishes the reporting obligations and other compliance terms tied to participation.
Limit on Capital Deployment Practices
SBICCTs are required to refrain from deploying capital in ways that are inconsistent with public benefit as part of the Compliance Agreement. This restriction is part of the Initiative’s terms for attracting and scaling private investment into critical technologies.
Estimated Respondents and Burden
The SBA estimates 25 respondents, 300 annual responses, and an estimated 150 annual hours of burden for the information collection identified as SBA Forms 1030 and 1032. These estimates describe the expected scale and administrative burden of the new reporting.
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-06285 — Committee Member Nominations Sought Notice; Advisory Committee on Veterans Business Affairs
The Small Business Administration is looking for veteran small business owners and veteran service group reps to join its Advisory Committee on Veterans Business Affairs. These members will help shape policies that support veteran-owned businesses and serve up to three years without pay, but with travel costs covered. Nominations are open now and accepted anytime, so if you know a qualified veteran leader, now’s the time to step up!
2026-06282 — Brightwood Capital SBIC IV, LP; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest
Brightwood Capital SBIC IV, LP wants to lend money to The Smith and Oby Holding Company to help it grow. Because some related Brightwood funds already own a big chunk of Smith and Oby, this deal is a conflict of interest and needs special permission. People have 15 days from April 1, 2026, to share their thoughts before the SBA decides.
2026-06098 — Interest Rates
The Small Business Administration set the Optional Peg Rate at 4.50% for April through June 2026, which helps decide interest rates on certain SBA loans. This affects small businesses using SBA direct or 504 loans, with lenders capped on how high they can charge based on state laws. If you’re borrowing or lending through SBA programs, keep an eye on these rates—they impact your loan costs this quarter!
2026-05936 — Data Collection Available for Public Comments
The Small Business Administration (SBA) is asking for your thoughts on how it collects info from small business investment companies. This helps make sure these companies follow the rules, and you have 30 days to share your comments before April 27, 2026. About 323 companies are involved, and the process won’t cost extra money but takes some time to complete.
2026-05668 — Presidential Declaration Amendment of a Major Disaster for Public Assistance Only for the State of Louisiana
Louisiana’s winter storm disaster declaration just got an upgrade! Five more parishes—Catahoula, Lincoln, Madison, Union, and Webster—are now officially recognized for public assistance. If you’re in these areas, you’ve got until May 4, 2026, to apply for physical damage loans and December 4, 2026, for economic injury loans. Time to get the help you need and bounce back stronger!
2026-05654 — Presidential Declaration Amendment of a Major Disaster for Public Assistance Only for the State of MISSISSIPPI and the MISSISSIPPI BAND OF CHOCTAW INDIANS
The President has updated the disaster declaration for Mississippi and the Mississippi Band of Choctaw Indians after a severe winter storm in January 2026. Four more counties—Choctaw, Itawamba, Oktibbeha, and Wilkinson—are now officially recognized as affected and eligible for public assistance. If you need help, physical loan applications are due by April 7, 2026, and economic injury loans by November 6, 2026.
Previous / Next Documents
Previous: 2026-04379 — New Postal Products
The Postal Service wants to add or change special deals for competitive mail services, and the Postal Regulatory Commission is asking the public to share their thoughts by March 10, 2026. These changes could affect businesses using these mail services and might impact pricing or options soon. It’s a chance to weigh in on how mail deals evolve!
Next: 2026-04381 — Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest
The U.S. International Trade Commission got a complaint about certain display devices and streaming players, mainly involving companies like Hisense and Roku. They want your thoughts on how this might affect the public before deciding on actions like blocking imports or sales. If you’re interested, now’s the time to speak up—this could impact what products show up in stores and possibly affect prices.
Take It Personal
Get Your Personalized Policy View
Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.
Already have an account? Sign in