446 sections in this chapter.
23.8.A.358-358-1615 23 CAR § 358-1615. Commission approval required to issue voting securities
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23 CAR § 358-1615. Commission approval required to issue voting securities. A private investment company that is registered with the Arkansas Racing Commission shall not issue voting securities, or any other security that is convertible or exchangeable into a voting security, wit…
23.8.A.358-358-1616 23 CAR § 358-1616. Penalties for noncompliance with laws and rules
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23 CAR § 358-1616. Penalties for noncompliance with laws and rules. If any corporation, partnership, limited partnership, limited liability company, or other business organization holding a license is owned or controlled by a private investment company subject to the provisions o…
23.8.A.358-358-1617 23 CAR § 358-1617. Fraudulent and deceptive practices prohibited
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23 CAR § 358-1617. Fraudulent and deceptive practices prohibited. It is grounds for disciplinary action if any person, in connection with the purchase or sale of any security issued by a private investment company or an affiliated company or in connection with any document requir…