446 sections in this chapter.
23.8.A.358-358-1239 23 CAR § 358-1239. Retention of records
0.5K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1301 23 CAR § 358-1301. Powers of commission
1.3K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1302 23 CAR § 358-1302. Certain investigations
0.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1303 23 CAR § 358-1303. Certain investigative fees
0.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1304 23 CAR § 358-1304. Burden of proof
0.9K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1305 23 CAR § 358-1305. Disclosure of family agreements/information
1.5K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1306 23 CAR § 358-1306. Prohibition with respect to ownership of corporate licensees
0.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1307 23 CAR § 358-1307. Prohibitions with respect to the distribution or transfer of securities
1.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1308 23 CAR § 358-1308. Institutional investor
13.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1309 23 CAR § 358-1309. Definitions — General
4.5K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1310 23 CAR § 358-1310. Waiver of requirements of rules
0.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1311 23 CAR § 358-1311. Public offerings by corporate licensees, holding companies, and stockholders
0.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1312 23 CAR § 358-1312. Beneficial ownership, granting of proxies, and assignments of other interests
5.4K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1313 23 CAR § 358-1313. Individual licensing of stockholders of corporate licensee
8.9K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1314 23 CAR § 358-1314. Licensing of certain payees
0.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1315 23 CAR § 358-1315. Corporate noncompliance
1.2K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1316 23 CAR § 358-1316. Beneficial ownership
0.5K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1317 23 CAR § 358-1317. Procedures for obtaining approvals for issuance of securities
3.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1318 23 CAR § 358-1318. Licensing
1.0K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1319 23 CAR § 358-1319. Persons who may be deemed unsuitable
0.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs4E5F799{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:bold;font-style:normal;} .cs84F5DAE8{color:#000000;background-color:transparent;font-fami…
23.8.A.358-358-1320 23 CAR § 358-1320. Escrow of securities
0.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1321 23 CAR § 358-1321. Proscribed corporate activities in respect of unsuitable persons
1.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1322 23 CAR § 358-1322. Statement required
0.9K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1323 23 CAR § 358-1323. Public offerings by holding companies [Reserved]
0.4K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs4E5F799{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:bold;font-style:normal;} .cs84F5DAE8{color:#000000;background-color:transparent;font-fami…
23.8.A.358-358-1324 23 CAR § 358-1324. Approval by the Arkansas Racing Commission required for all issues or transfers by a holding company or intermediary company of its securities
1.0K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1325 23 CAR § 358-1325. Arkansas Racing Commission approval required for dispositions of outstanding securities issued by holding companies or intermediary companies
1.2K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1326 23 CAR § 358-1326. Stockholders of holding companies
8.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1327 23 CAR § 358-1327. Officers and directors of holding companies
8.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1328 23 CAR § 358-1328. Certain payees
0.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs4E5F799{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:bold;font-style:normal;} .cs84F5DAE8{color:#000000;background-color:transparent;font-fami…
23.8.A.358-358-1329 23 CAR § 358-1329. Reporting requirements for certain holding companies
1.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1330 23 CAR § 358-1330. Exclusion of publicly traded corporations
0.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1401 23 CAR § 358-1401. Definitions
4.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1402 23 CAR § 358-1402. Powers of the commission
1.2K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1403 23 CAR § 358-1403. Burden of proof
0.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1404 23 CAR § 358-1404. Prohibition with respect to ownership of limited partnership licensees
0.9K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1405 23 CAR § 358-1405. Registration of certain limited partners of limited partnerships
8.2K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1406 23 CAR § 358-1406. Institutional investor
14.3K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1407 23 CAR § 358-1407. Required provisions in certificate of limited partnership
3.1K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1408 23 CAR § 358-1408. Public offerings by limited partnership licensees and holding companies
0.7K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1409 23 CAR § 358-1409. Assignment of interest in a security
0.9K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1410 23 CAR § 358-1410. Procedure for obtaining approval for transfer of securities
0.5K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1411 23 CAR § 358-1411. Persons who may be determined to be unsuitable
1.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1412 23 CAR § 358-1412. Limited partnership noncompliance
1.2K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1413 23 CAR § 358-1413. Approval by commission required for all issues or transfers by a holding company of its securities
0.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1414 23 CAR § 358-1414. Commission approval required for dispositions of outstanding securities issued by holding companies
0.9K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1415 23 CAR § 358-1415. Licensing of general partners and limited partners of limited partnership holding companies
11.5K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1416 23 CAR § 358-1416. Certain payees required to be found suitable, licensed, or approved
0.8K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1417 23 CAR § 358-1417. Delayed licensing for limited partners
0.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1418 23 CAR § 358-1418. Eligibility for delayed licensing
1.6K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…
23.8.A.358-358-1419 23 CAR § 358-1419. Application for delayed licensing by individual limited partners
1.0K chars
.cs6E96422F{text-align:left;text-indent:0pt;margin:0pt 0pt 0pt 0pt;line-height:1.65} .cs84F5DAE8{color:#000000;background-color:transparent;font-family:Tahoma,Arial;font-size:12pt;font-weight:normal;font-style:normal;} .cs4E5F799{color:#000000;background-color:transparent;font-fa…