Connecticut Administrative Code

Regulations of Connecticut State AgenciesSec. 12-562-25a. Status of party and of intervenor as party in interest(a) Party as party in interest. By the decision of a contested case the board or division shall dispose of the legal rights, duties and privileges of each party designa…

Regulations of Connecticut State AgenciesSec. 12-562-26a. Representation of parties and intervenorsEach person authorized to participate in a contested case as a party or as an intervenor shall file a written notice of appearance with the presiding officer. Such appearance may be…

Regulations of Connecticut State AgenciesSec. 12-562-27a. Place of hearingsAll hearings conducted by the board or the division shall be held at their principal offices, unless a different location is designated by statute or by direction of the board or division. (Effective Octob…

Regulations of Connecticut State AgenciesSec. 12-562-29a. Notice of hearings(a) Persons notified. Except when the presiding officer shall otherwise direct, the presiding officer shall give written notice of a hearing in any pending matter to all persons designated as parties, to …

Regulations of Connecticut State AgenciesSec. 12-562-2a. Creation and authorityThe gaming policy board and the division of special revenue were originally established as agencies of the executive branch of state government by Public Act 79-404. The gaming policy board and the div…

Regulations of Connecticut State AgenciesSec. 12-562-30a. General provisions(a) Purpose of hearing. The purpose of any hearing that the board or executive director conducts under Chapter 54 C.G.S. shall be to provide to all parties an opportunity to present evidence and argument …

Regulations of Connecticut State AgenciesSec. 12-562-31a. Witnesses, subpoenas, and production of records(a) The board, the executive director, or any presiding officer authorized to conduct any inquiry, investigation or hearing shall have power to administer oaths and affirmatio…

Regulations of Connecticut State AgenciesSec. 12-562-32a. Rules of evidenceThe following rules of evidence shall be followed in the admission of testimony and exhibits in all hearings held under Chapter 54 C.G.S. (a) General. Any oral or documentary evidence may be received; but …

Regulations of Connecticut State AgenciesSec. 12-562-33a. Filing of added exhibits and testimonyUpon order of the presiding officer before, during, or after the hearing any party shall prepare and file added exhibits and written testimony. Such added exhibits and testimony shall …

Regulations of Connecticut State AgenciesSec. 12-562-34a. Uncontested disposition of caseUnless precluded by law, any contested case may be resolved by stipulation, agreed settlement, consent order or default, upon the order of the presiding officer. Upon such disposition a copy …

Regulations of Connecticut State AgenciesSec. 12-562-35a. Record in a contested caseThe record before the presiding officer in a contested case shall include:(1) All motions, applications, petitions, requests for action, pleadings, notices of hearing, and intermediate rulings; (2…

Regulations of Connecticut State AgenciesSec. 12-562-36a. Final decision in a contested caseAll decisions and orders of the presiding officer concluding a contested case shall be in writing. Findings of fact and conclusions of law shall be separately stated. The presiding officer…

Regulations of Connecticut State AgenciesSec. 12-562-37a. Transcript of contested case proceedings(a) Proceedings recorded. All hearings in contested case proceedings shall be either electronically or stenographically recorded. (b) Written transcript. At the close of the receptio…

Regulations of Connecticut State AgenciesSec. 12-562-38a. Scope and applicabilityIn addition to the general provisions of this article governing hearings, the following special provisions shall apply to all proceedings instituted by the board or division which might result in the…

Regulations of Connecticut State AgenciesSec. 12-562-39a. Opportunity to show compliance(a) No revocation, suspension, annulment or withdrawal of any license is lawful unless prior to the institution of proceedings, the agency gave notice to the licensee of facts or conduct which…

Regulations of Connecticut State AgenciesSec. 12-562-3a. The gaming policy board—organization, functions, course and method of operations(a) Organization. Pursuant to Section 12-557d of the Connecticut General Statutes, the gaming policy board consists of five members appointed b…

Regulations of Connecticut State AgenciesSec. 12-562-40a. Summary suspensionIf the board or the division finds that public health, safety, or welfare imperatively requires emergency action, and incorporates a finding to that effect in its order, summary suspension of a license ma…

Regulations of Connecticut State AgenciesSec. 12-562-41a. Disposition by consent decree(a) A respondent may agree to enter into a written consent decree in lieu of an adjudicated hearing on an issue. The acceptance of a consent decree is within the complete discretion of the boar…

Regulations of Connecticut State AgenciesSec. 12-562-42a. Conduct of show cause hearings(a) As the matter may require, show cause hearings shall be presided over by at least four board members where the respondent is a board licensee or by the executive director, the deputy execu…

Regulations of Connecticut State AgenciesSec. 12-562-43a. Notice and manner of service(a) Contents of notice. A notice of the institution of a show cause hearing by the board or division shall contain all the informational requirements set forth in Section 4-177 (b) C.G.S. and Se…

Regulations of Connecticut State AgenciesSec. 12-562-44a. DefaultIn any duly noticed proceeding when the respondent fails to appear, the presiding officer, upon a finding of actual or constructive notice of the pendency of such proceedings, may note such failure upon the record, …

Regulations of Connecticut State AgenciesSec. 12-562-45a. Continuances, extensions of timeIf a respondent can reasonably show a need for additional time to prepare a defense to alleged statutory or regulatory violations, the presiding officer may, in his or her complete discretio…

Regulations of Connecticut State AgenciesSec. 12-562-46a. Appeals under sections 12-574 (i) and 12-574 (j)(a) General. These rules set forth the procedure to be followed in the disposition of appeals to the board from final decisions of the division pursuant to Sections 12-574 (i…

Regulations of Connecticut State AgenciesSec. 12-562-47a. Authority to promulgate regulationsThe executive director derives the statutory authority from Chapters 226, 226b, 98 and 229a C.G.S. to adopt, amend, or repeal regulations with the advice and consent of the board. (Effect…

Regulations of Connecticut State AgenciesSec. 12-562-48a. Form of petitionAny person may at any time petition the executive director to promulgate, amend, or repeal any regulation. The petition shall set forth clearly and concisely the text of the proposed regulation, amendment, …

Regulations of Connecticut State AgenciesSec. 12-562-49a. Procedure after petition filed(a) Decision on petition. Upon receipt of the petition, the executive director shall within thirty (30) days, deny the petition or initiate regulation-making proceedings. (b) Procedure on deni…

Regulations of Connecticut State AgenciesSec. 12-562-4a. Division of Special Revenue—organization, functions, course and method of operations(a) Organization. The division is currently composed of five units which are under the overall direction of the executive director. Each un…

Regulations of Connecticut State AgenciesSec. 12-562-50a. Procedure for the issuance, amendment or repeal of a regulation(a) Initiation. Proceedings for the issuance, amendment, or repeal of a regulation may be commenced by the division on its own initiative, on the initiative of…

Regulations of Connecticut State AgenciesSec. 12-562-51a. General ruleSections 12-562-51a through 12-562-53a inclusive, of the Regulations of Connecticut State Agencies set forth the procedure to be followed by the board and division in the disposition of a request for declarator…

Regulations of Connecticut State AgenciesSec. 12-562-52a. Form of petition for declaratory rulingAny person may at any time request a declaratory ruling of the division with respect to the validity or applicability to such person of any statute, regulation or order enforced, admi…

Regulations of Connecticut State AgenciesSec. 12-562-53a. Procedure after petition for declaratory ruling filed(a) Notice to other persons. The board or division may give notice to any person that such a declaratory ruling has been requested and may receive and consider data, fac…

Regulations of Connecticut State AgenciesSec. 12-562-54a. Investigations and inspectionsThe board or the executive director may at any time institute investigations in order to carry out their statutory responsibilities. Statutory authority to conduct investigations and inspectio…

Regulations of Connecticut State AgenciesSec. 12-562-55a. Investigative hearings or inquiries(a) For the purposes of carrying out the provisions of Chapters 226, 226b, 98 and 229a C.G.S., the Mashantucket Pequot Gaming Procedures and the Mohegan Tribe and State of Connecticut Tri…

Regulations of Connecticut State AgenciesSec. 12-562-56a. Personal data(a) Definitions(1) The following definitions shall apply to Section 12-562-56a of these regulations: (A) Category of personal data. Classifications of personal information set forth in the Personal Data Act, C…

Regulations of Connecticut State AgenciesSec. 12-562-5a. Location of principal officesThe gaming policy board and the division of special revenue are located at 555 Russell Road, Newington, Connecticut 06111. All communications should be addressed to the board or the division, as…

Regulations of Connecticut State AgenciesSec. 12-562-6a. Public informationThe public may inspect the regulations, decisions and all public records of the gaming policy board and the division of special revenue at their offices in Newington. There is no prescribed form for reques…

Regulations of Connecticut State AgenciesSec. 12-562-7a. Procedure governedSections 12-562-7a through 12-562-19a inclusive, of the Regulations of Connecticut State Agencies govern practice and procedure before the gaming policy board and the executive director of the division of …

Regulations of Connecticut State AgenciesSec. 12-562-8a. Waiver of rulesWhere good cause appears, the board, the executive director or any presiding officer may permit deviation from Sections 12-562-1a through 12-562-19a, inclusive, of the Regulations of Connecticut State Agencie…

Regulations of Connecticut State AgenciesSec. 12-562-9a. Construction and amendmentSections 12-562-1a through 12-562-19a inclusive, of the Regulations of Connecticut State Agencies, shall be construed by the board, the executive director or any presiding officer so as to secure j…

Regulations of Connecticut State AgenciesSec. 12-568a-1. Definitions, constructions, interpretationsIn applying the provisions of sections 12-568a-1 to 12-568a-24, inclusive, of the Regulations of Connecticut State Agencies, the following definitions, constructions and interpreta…

Regulations of Connecticut State AgenciesSec. 12-568a-10. Accountability(a) Agent’s responsibility. Tickets before sale remain exclusively the property of the CLC held in trust by the agent. Any loss or theft of tickets shall be reported immediately to the CLC. (b) Cash. Cash rec…

Regulations of Connecticut State AgenciesSec. 12-568a-11. The CLC’s proceeds, propertyAs used in this section, “proceeds” means any moneys received from the sale, both actual and presumed, of tickets. In accordance with the provisions of section 12-813(b) of the Connecticut Gener…

Regulations of Connecticut State AgenciesSec. 12-568a-12. Agent delinquencies(a) Collection agents. The president may designate any person as a collection agent to oversee the assessment, collection and receipt of settlements and delinquencies and any other debts owed to the CLC.…

Regulations of Connecticut State AgenciesSec. 12-568a-13. Sales suspension(a) The president may suspend for cause any agent subject to a final determination through a hearing provided in accordance with sections 12-568a-1 to 12-568a-24, inclusive, of the Regulations of Connecticu…

Regulations of Connecticut State AgenciesSec. 12-568a-14. Summary suspensionIf the commissioner determines that public health, safety or welfare imperatively requires emergency action, a licensee may be suspended without the necessity of a prior hearing. The notice to the license…

Regulations of Connecticut State AgenciesSec. 12-568a-15. Occupational badges and licenses(a) Badges.(1) The department, as it deems necessary, shall require occupational licensees to obtain a badge at the expense of the CLC. Such badges shall be displayed or carried upon such li…

Regulations of Connecticut State AgenciesSec. 12-568a-16. Violations of rules and regulations; fine, suspension or revocation(a) Liability. Any licensee violating chapter 226 or chapter 229a of the Connecticut General Statutes or sections 12-568a-1 to 12-568a-24, inclusive, of th…