Connecticut Administrative Code

Regulations of Connecticut State AgenciesSec. 38a-147-1. ApplicationThis regulation is applicable to each domestic stock insurer which has any class of equity security held of record by one hundred or more persons; provided this regulation shall not apply to any insurer if ninety…

Regulations of Connecticut State AgenciesSec. 38a-147-10. Special provisions(a) This section shall apply to any solicitation subject to this regulation by any person or group for the purpose of opposing a solicitation subject to this regulation by any other person or group with r…

Regulations of Connecticut State AgenciesSec. 38a-147-2. Proxies, consents and authorizationsNo domestic stock insurer, or any director, officer or employee of such insurer subject to section 38a-147-1, or any other person, shall solicit, or permit the use of his name to solicit,…

Regulations of Connecticut State AgenciesSec. 38a-147-3. Information statementUnless proxies, consents or authorizations in respect of any class of equity security of a domestic insurer subject to section 38a-147-1 are solicited by or on behalf of the management of such insurer f…

Regulations of Connecticut State AgenciesSec. 38a-147-4. Definitions(a) The definitions and instructions set out in Schedule SIS, as promulgated by the National Association of Insurance Commissioners, attached as Exhibit 1 hereto, shall be applicable for purposes of this regulati…

Regulations of Connecticut State AgenciesSec. 38a-147-5. Information furnished to security holders(a) No solicitation subject to this regulation shall be made unless each person solicited is concurrently furnished or has previously been furnished with a written proxy statement co…

Regulations of Connecticut State AgenciesSec. 38a-147-6. Requirements of proxy(a) The form of proxy (1) shall indicate in bold-faced type whether or not the proxy is solicited on behalf of the management, (2) shall provide a specifically designated blank space for dating the prox…

Regulations of Connecticut State AgenciesSec. 38a-147-7. Material to be filed(a) Two preliminary copies of the proxy statement and form of proxy and any other soliciting material to be furnished to security holders concurrently therewith shall be filed with the commissioner at le…

Regulations of Connecticut State AgenciesSec. 38a-147-8. False or misleading statementsNo proxy statement, form of proxy, notice of meeting, information statement, or other communication, written or oral, subject to this regulation shall contain any statement which, at the time a…

Regulations of Connecticut State AgenciesSec. 38a-147-9. ExclusionNo person making a solicitation which is subject to this regulation shall solicit any undated or postdated proxy or any proxy which provides that it shall be deemed to be dated as of any date subsequent to the date…

Regulations of Connecticut State AgenciesSec. Exhibit 1.. Stockholder information supplement. > > > > (Effective September 25, 1992)

Regulations of Connecticut State AgenciesSec. Schedule A. Information Required in Proxy Statement1. Revocability of proxy. State whether or not the person giving the proxy has the power to revoke it. If the right of revocation before the proxy is exercised is limited or is subjec…

Regulations of Connecticut State AgenciesSec. 38a-192-1. DefinitionsAs used in Sections 38a-192-1 to 38a-192-3 inclusive:(1) \"Annual\" means any 12 month period as determined by the contract;(2) \"Commissioner\" means the Insurance Commissioner;(3) \"Copay\" means a flat fee tha…

Regulations of Connecticut State AgenciesSec. 38a-192-2. Method of providing access to health care(a) In addition to the methods set forth in section 38a-177 of the Connecticut General Statutes and subject to section 38a-183 of the Connecticut General Statutes, a health care cent…

Regulations of Connecticut State AgenciesSec. 38a-192-3. Reporting of high deductible plansEach health care center shall report all high deductible plan business pursuant to the financial reporting requirements established by the National Association of Insurance Commissioners an…

Regulations of Connecticut State AgenciesSec. 38a-193-1. DefinitionsAs used in sections 38a-193-1 to 38a-193-13, inclusive, of the Regulations of Connecticut State Agencies: (1) \"Adjusted RBC report\" means an RBC report which has been adjusted by the commissioner in accordance …

Regulations of Connecticut State AgenciesSec. 38a-193-10. (Repealed) Repealed August 30, 2004. AUTHORITY: Conn. Gen. Stat. § 38a-193 AUTHORITY: Conn. Gen. Stat. § 38a-193

Regulations of Connecticut State AgenciesSec. 38a-193-11. NoticesAll notices by the commissioner to a health care center that may result in regulatory action under sections 38a-193-1 to 38a-193-13, inclusive, of the Regulations of Connecticut State Agencies shall be effective upo…

Regulations of Connecticut State AgenciesSec. 38a-193-12. (Repealed) Repealed August 30, 2004. AUTHORITY: Conn. Gen. Stat. § 38a-193 AUTHORITY: Conn. Gen. Stat. § 38a-193

Regulations of Connecticut State AgenciesSec. 38a-193-13. SeverabilityIf any provision of sections 38a-193-1 to 38a-193-13, inclusive, of the Regulations of Connecticut State Agencies or its application to any person or circumstance, is held invalid by a court of competent jurisd…

Regulations of Connecticut State AgenciesSec. 38a-193-2. RBC reports(a) Every domestic health care center shall, on or prior to each March 1 (the \"filing date\"), prepare and submit to the commissioner a report of its RBC levels as of the end of the calendar year just ended, in …

Regulations of Connecticut State AgenciesSec. 38a-193-3. Company action level event(a) As used in sections 38a-193-1 to 38a-198-13, inclusive, of the Regulations of Connecticut State Agencies, \"Company Action Level Event\" means any of the following events: (1) The filing of an …

Regulations of Connecticut State AgenciesSec. 38a-193-4. Regulatory action level event(a) As used in Sections 38a-193-1 to 38a-193-13, inclusive, of the Regulations of Connecticut State Agencies, \"Regulatory Action Level Event\" means, with respect to a health care center, any o…

Regulations of Connecticut State AgenciesSec. 38a-193-5. Authorized control level event(a) As used in Sections 38a-193-1 to 38a-193-13, inclusive, of the Regulations of Connecticut State Agencies, \"Authorized Control Level Event\" means any of the following events: (1) The filin…

Regulations of Connecticut State AgenciesSec. 38a-193-6. Mandatory control level event(a) As used in Sections 38a-193-1 to 38a-193-13, inclusive, of the Regulations of Connecticut State Agencies, \"Mandatory Control Level Event\" means any of the following events: (1) The filing …

Regulations of Connecticut State AgenciesSec. 38a-193-7. HearingsThe health care center shall have the right to a departmental hearing, on a record, at which the health care center may challenge any determination or action by the commissioner upon: (1) Notification to a health ca…

Regulations of Connecticut State AgenciesSec. 38a-193-8. Confidentiality and prohibition on announcements(a) All RBC reports (to the extent the information is not required to be set forth in a publicly available annual statement schedule) and RBC plans (including the results or r…

Regulations of Connecticut State AgenciesSec. 38a-193-9. Supplemental provisions; exemption(a) The provisions of sections 38a-193-1 to 38a-193-13, inclusive, of the Regulations of Connecticut State Agencies are supplemental to any other provisions of the laws and regulations of t…

Regulations of Connecticut State AgenciesSec. 38a-193-9a. Foreign Health Care Centers(a) (1) A foreign health care center shall, upon the written request of the commissioner, submit to the commissioner an RBC report for the calendar year just ended, on or prior to the later of: (…

Regulations of Connecticut State AgenciesSec. 38a-199-1. Clinic definedFor the purposes of sections 38a-199-2 to 38a-199-6, inclusive, of these regulations a clinic is an organization which provides out-patient medical or dental care for diagnosis, treatment and care of persons w…

Regulations of Connecticut State AgenciesSec. 38a-199-10. Congingency reservesEach hospital service corporation shall maintain Contingency Reserves at a minimum level computed on the following basis: The amount required by insurance companies licensed to transact accident and hea…

Regulations of Connecticut State AgenciesSec. 38a-199-11. Changes in contingency reserve levelsThe commissioner may, after a hearing called at the request of any interested person admitted as a party for the purpose of any such hearing or on his own motion, order the maintenance,…

Regulations of Connecticut State AgenciesSec. 38a-199-12. StandardsIn permitting and approving adjustments in accordance with these regulations, the commissioner may consider the Ascertained Experience of the hospital service corporation and may use as a basis such reasonable per…

Regulations of Connecticut State AgenciesSec. 38a-199-13. Effective dateThese regulations shall take effect on filing with the secretary of the state as provided in Section 4-172 of the General Statutes. (Effective September 25, 1992) AUTHORITY: Conn. Gen. Stat. § 38a-199 AUTHORI…

Regulations of Connecticut State AgenciesSec. 38a-199-2. Building and equipment requirements(a) A clinic building shall be of sound construction and shall provide adequate space and equipment for patient interviews, physical examinations and treatment of patients and for service …

Regulations of Connecticut State AgenciesSec. 38a-199-3. Governing board. Administrator. Personnel(a) A clinic shall be managed by a governing board whose duties shall include, as a minimum: (1) Adoption of bylaws, rules and regulations, including medical or dental staff bylaws o…

Regulations of Connecticut State AgenciesSec. 38a-199-4. Professional staff(a) There shall be an organized professional staff of not fewer than three members of the major profession or professions providing care in the clinic and, in a rehabilitation clinic, a staff including a m…

Regulations of Connecticut State AgenciesSec. 38a-199-5. Records(a) There shall be a medical or dental records department with adequate space and equipment and qualified personnel. (b) A medical or dental record shall be started for each patient at the time of admission, includin…

Regulations of Connecticut State AgenciesSec. 38a-199-6. General requirement for health, comfort and safetyThe management, personnel, equipment, facilities, sanitation and maintenance of the clinic shall be such as reasonably to assure the health, comfort and safety of patients a…

Regulations of Connecticut State AgenciesSec. 38a-199-7. AuthorityThe following regulations are adopted pursuant to Section 38a-199 of the General Statutes of Connecticut as amended by Section 1 of Public Act 74-5 and, as applicable, Public Act 74-7. (Effective September 25, 1992…

Regulations of Connecticut State AgenciesSec. 38a-199-8. DefinitionsAs used in Reg. Sec. 38a-199-7 to Reg. Sec. 38a-199-13: \"Ascertained Experience\" means the loss and expense ratio for the most recent twelve-month period of operation, or such other period as the commissioner m…

Regulations of Connecticut State AgenciesSec. 38a-199-9. Policy contract liability reservesEach hospital service corporation shall maintain Policy Contract Liability Reserves at a level consistent with the following requirements: Minimum. An amount sufficient to pay and adjust al…

Regulations of Connecticut State AgenciesSec. 38a-214-1. AuthorityThe following regulations are adopted pursuant to Section 38a-214 of the General Statutes of Connecticut as amended by Section 2 of Public Act 74-5 and, as applicable, Public Act 74-7. (Effective September 25, 1992…

Regulations of Connecticut State AgenciesSec. 38a-214-2. DefinitionsAs used in Reg. Sec. 38a-214-1 to Reg. Sec. 38a-214-7:\"Ascertained Experienced\" means the loss and expense ratio for the most recent twelve-month period of operation, or such other period as the commissioner ma…

Regulations of Connecticut State AgenciesSec. 38a-214-3. Policy contract liability reservesEach medical service corporation shall maintain Policy Contract Liability Reserves at a level consistent with the following requirements: Minimum. An amount sufficient to pay and adjust all…

Regulations of Connecticut State AgenciesSec. 38a-214-4. Contingency reservesEach medical service corporation shall maintain Contingency Reserves at a minimum level computed on the following basis: The amount required by insurance companies licensed to transact accident and healt…

Regulations of Connecticut State AgenciesSec. 38a-214-5. Changes in contingency reserve levelsThe commissioner may, after a hearing called at the request of any interested person admitted as a party for the purpose of any such hearing or on his own motion, order the maintenance, …

Regulations of Connecticut State AgenciesSec. 38a-214-6. StandardsIn permitting and approving adjustments in accordance with these regulations, the commissioner may consider the Ascertained Experience of the medical service corporation and may use as a basis such reasonable perio…

Regulations of Connecticut State AgenciesSec. 38a-214-7. Effective dateThese regulations shall take effect on filing with the secretary of the state as provided in Section 4-172 of the General Statutes. (Effective September 25, 1992) AUTHORITY: Conn. Gen. Stat. § 38a-214 AUTHORIT…

Regulations of Connecticut State AgenciesSec. 38a-226c-1—38a-226c-10. (Repealed) Repealed September 4, 2012. AUTHORITY: Conn. Gen. Stat. § 38a-226c