Connecticut Administrative Code

Regulations of Connecticut State AgenciesSec. 12-562-6a. Public informationThe public may inspect the regulations, decisions and all public records of the gaming policy board and the division of special revenue at their offices in Newington. There is no prescribed form for reques…

Regulations of Connecticut State AgenciesSec. 12-562-7a. Procedure governedSections 12-562-7a through 12-562-19a inclusive, of the Regulations of Connecticut State Agencies govern practice and procedure before the gaming policy board and the executive director of the division of …

Regulations of Connecticut State AgenciesSec. 12-562-8a. Waiver of rulesWhere good cause appears, the board, the executive director or any presiding officer may permit deviation from Sections 12-562-1a through 12-562-19a, inclusive, of the Regulations of Connecticut State Agencie…

Regulations of Connecticut State AgenciesSec. 12-562-9a. Construction and amendmentSections 12-562-1a through 12-562-19a inclusive, of the Regulations of Connecticut State Agencies, shall be construed by the board, the executive director or any presiding officer so as to secure j…

Regulations of Connecticut State AgenciesSec. 12-568-1—12-568-5. (Repealed) Repealed October 6, 1999.

Regulations of Connecticut State AgenciesSec. 12-568a-1. Definitions, constructions, interpretationsIn applying the provisions of sections 12-568a-1 to 12-568a-24, inclusive, of the Regulations of Connecticut State Agencies, the following definitions, constructions and interpreta…

Regulations of Connecticut State AgenciesSec. 12-568a-10. Accountability(a) Agent’s responsibility. Tickets before sale remain exclusively the property of the CLC held in trust by the agent. Any loss or theft of tickets shall be reported immediately to the CLC. (b) Cash. Cash rec…

Regulations of Connecticut State AgenciesSec. 12-568a-11. The CLC’s proceeds, propertyAs used in this section, “proceeds” means any moneys received from the sale, both actual and presumed, of tickets. In accordance with the provisions of section 12-813(b) of the Connecticut Gener…

Regulations of Connecticut State AgenciesSec. 12-568a-12. Agent delinquencies(a) Collection agents. The president may designate any person as a collection agent to oversee the assessment, collection and receipt of settlements and delinquencies and any other debts owed to the CLC.…

Regulations of Connecticut State AgenciesSec. 12-568a-13. Sales suspension(a) The president may suspend for cause any agent subject to a final determination through a hearing provided in accordance with sections 12-568a-1 to 12-568a-24, inclusive, of the Regulations of Connecticu…

Regulations of Connecticut State AgenciesSec. 12-568a-14. Summary suspensionIf the commissioner determines that public health, safety or welfare imperatively requires emergency action, a licensee may be suspended without the necessity of a prior hearing. The notice to the license…

Regulations of Connecticut State AgenciesSec. 12-568a-15. Occupational badges and licenses(a) Badges.(1) The department, as it deems necessary, shall require occupational licensees to obtain a badge at the expense of the CLC. Such badges shall be displayed or carried upon such li…

Regulations of Connecticut State AgenciesSec. 12-568a-16. Violations of rules and regulations; fine, suspension or revocation(a) Liability. Any licensee violating chapter 226 or chapter 229a of the Connecticut General Statutes or sections 12-568a-1 to 12-568a-24, inclusive, of th…

Regulations of Connecticut State AgenciesSec. 12-568a-17. Requirements of the CLC(a) New lottery games, department approval. The CLC shall obtain the department’s approval of all new lottery game designs, and official procedures and working papers, in order to ensure the integrit…

Regulations of Connecticut State AgenciesSec. 12-568a-18. Financial reporting(a) Department consultation. Prior to any audit of the CLC to be performed by a certified public accountant, the CLC shall provide to the department the opportunity to meet with the CLC to identify areas…

Regulations of Connecticut State AgenciesSec. 12-568a-19. Security and compliance(a) Director of security. The CLC director of security shall be a duly qualified, full time director of security licensed by the department as a class IV occupational licensee. The duties of the dire…

Regulations of Connecticut State AgenciesSec. 12-568a-2. General provisions(a) Official procedures.(1) The CLC shall at all times abide by the approved official procedures, except that in the event of an emergency situation, the CLC may deviate from the official procedures with t…

Regulations of Connecticut State AgenciesSec. 12-568a-20. Reporting requirements(a) The CLC or any licensee shall immediately report to the department all incidents or allegations of misconduct involving any employee of the CLC, vendor employee, affiliate employee, agent or lotte…

Regulations of Connecticut State AgenciesSec. 12-568a-21. Ticket vending machines(a) Department approval. Ticket vending machines, and any use thereof, shall be approved by the department. (b) Only the CLC or licensed agents. The CLC shall submit official procedures to the depart…

Regulations of Connecticut State AgenciesSec. 12-568a-22. Management information system implementation.(a) The CLC shall implement, or ensure that its vendor implements, a MIS including computers, management information workstations, networking, databases, software, and data inte…

Regulations of Connecticut State AgenciesSec. 12-568a-23. Internal control system(a) ICS equipment and network and communications software. In order for the department to test and approve of the CLC’s ICS, the CLC shall provide the department with access to all of the ICS system …

Regulations of Connecticut State AgenciesSec. 12-568a-24. Commissioner’s decisionsIn the event of any occurrence not covered by sections 12-568a-1 to 12-568a-23, inclusive, of the Regulations of Connecticut State Agencies, the commissioner retains the authority to make a decision…

Regulations of Connecticut State AgenciesSec. 12-568a-3. Department of Consumer Protection(a) Powers and duties. The department shall have the power to carry out the intent of chapters 226, 226b and 229a of the Connecticut General Statutes. The duties of the department shall incl…

Regulations of Connecticut State AgenciesSec. 12-568a-4. Purchasers(a) Official procedures. A purchaser shall be bound by the official procedures of the lottery game associated with the purchaser’s ticket. (b) Claims.(1) Prizes may be claimed only in accordance with the official …

Regulations of Connecticut State AgenciesSec. 12-568a-5. Agents(a) Certification of the CLC. The CLC shall certify on each lottery sales agent license application that it authorizes submission of the application by such applicant at such location and that it shall activate such a…

Regulations of Connecticut State AgenciesSec. 12-568a-6. Special agents(a) Special agent licenses, conditions. The department may issue a special agent license to an applicant whom the department determines will best serve the public interest and convenience of the state. A speci…

Regulations of Connecticut State AgenciesSec. 12-568a-7. Lottery sales(a) Categories of sales. The CLC, in its discretion, shall determine the categories of tickets including: (1) instant game, (2) terminal game, and (3) other types of games that an agent is permitted to sell. An…

Regulations of Connecticut State AgenciesSec. 12-568a-8. Obligations of agentThe issuance of an agent license by the department to any person as an agent shall constitute acceptance by the agent of the following conditions: (1) Fiduciary relationship. An agent shall assume, in th…

Regulations of Connecticut State AgenciesSec. 12-568a-9. Agent employees(a) Permitted. An agent may utilize the services of its employees in the activities authorized under such agent’s license. An agent shall assume full responsibility for the activities of the agent’s employees…

Regulations of Connecticut State AgenciesSec. 12-569-1—12-569-12. (Repealed) Repealed October 6, 1999.

Regulations of Connecticut State AgenciesSec. 12-571-1a. 12-571-4a, 12-571-7a—12-571-8a.Amended to Secs. 12-571-1b through 12-571-11b.(Effective December 6, 1994)

Regulations of Connecticut State AgenciesSec. 12-571-1b—12-571-27b. (Repealed) Repealed October 3, 2001. See § 12-574.

Regulations of Connecticut State AgenciesSec. 12-571-1—12-571-10. (Repealed) Repealed June 18, 1986.

Regulations of Connecticut State AgenciesSec. 12-571-5a—12-571-6a. (Repealed) Repealed December 6, 1994.

Regulations of Connecticut State AgenciesSec. 12-571-9a. (Repealed) Repealed December 6, 1994.

Regulations of Connecticut State AgenciesSec. 12-574-A1. General provisions(a) Application. The rules and regulations contained herein shall apply to all associations, as defined herein, conducting a thoroughbred horse race meeting for any purse, stake or reward, and where pari-m…

Regulations of Connecticut State AgenciesSec. 12-574-A10. Telephone and telegraph(a) Commission approval. No telephone, telegraph, teletype, semaphore, signal device, radio, television or other method of electrical, mechanical, manual or visual communication shall be installed wi…

Regulations of Connecticut State AgenciesSec. 12-574-A11. Accounting(a) Requirements.(1) Associations shall so keep books and records as to clearly show the total amount of money contributed to every pari-mutuel pool on each race separately and within sixty (60) days after the co…

Regulations of Connecticut State AgenciesSec. 12-574-A12. Uncashed tickets(a) Outsbook. Every association shall carry on its books an account which shows the total amount due on outstanding unredeemed mutuel tickets, which represents the winning tickets not presented for payment.…

Regulations of Connecticut State AgenciesSec. 12-574-A13. Remittance of monies accrued from underpayment in the mutuels, and collection of fines(a) All monies accruing from underpayment to the public in the mutuels, by reason of error or mechanical mishaps to tote machines, from …

Regulations of Connecticut State AgenciesSec. 12-574-A14. Pari-mutuel operations(a) Mutuel manager. The association shall appoint a mutuel manager who shall be licensed by the commission. The mutuel manager is held responsible for the correctness of all payoff prices posted on th…

Regulations of Connecticut State AgenciesSec. 12-574-A15. Daily double(a) Rules governing. At tracks which have the daily double pool, the rules of this section will govern the system used. (b) Permitted. Daily double wagering is permitted during any single racing program. An ass…

Regulations of Connecticut State AgenciesSec. 12-574-A16. Application for quinella, exacta, trifecta, superfecta wageringAny association desiring to implement quinella and/or exacta and/or trifecta and/or superfecta wagering shall] request permission from the commission in writin…

Regulations of Connecticut State AgenciesSec. 12-574-A17. Quinella(a) Rules governing. At tracks which have the quinella pool, the rules of this section will govern the system used. (b) Permitted. Quinella wagering shall be permitted only in accordance with section 12-574-A16 of …

Regulations of Connecticut State AgenciesSec. 12-574-A18. Exacta(a) Rules governing. At tracks which have the exacta pool, the rules of this section will govern the system used. (b) Permitted. Exacta wagering shall be permitted only in accordance with section 12-574-A16 of these …

Regulations of Connecticut State AgenciesSec. 12-574-A19. Trifecta(a) Rules governing. At tracks which have the trifecta pool, the rules of this section will govern the system used. (b) Permitted. Trifecta wagering shall be permitted only in accordance with section 12-574-A16 of …

Regulations of Connecticut State AgenciesSec. 12-574-A2. Definitions, constructions, interpretations(a) In applying the rules and regulations as contained herein, including all amendments thereto, the following definitions, constructions and interpretations shall apply: (1) Act. …

Regulations of Connecticut State AgenciesSec. 12-574-A20. Superfecta(a) Rules governing. At tracks which have the superfecta pool, the rules of this section will govern the system used. (b) Permitted. Superfecta wagering shall be permitted only in accordance with section 12-574-A…

Regulations of Connecticut State AgenciesSec. 12-574-A21. Violations of rules and regulations(a) Liability. Any person or association licensed by the commission violating any of these rules or regulations shall be penalties herein provided, unless otherwise limited in and by the …

Regulations of Connecticut State AgenciesSec. 12-574-A22. Officials of meeting(a) Designation of officials. In addition to the stewards, officials of a race meeting shall include the following: (1) Three placing judges.(2) Three or more patrol judges.(3) Clerk of the scales.(4) S…