Title 33 — Title 33: Corporations
22 chapters · 690 sections in this title.
Conn. Gen. Stat. § 33-1331 Prohibited actions re investigations.
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Sec. 33-1331. Prohibited actions re investigations. After the inception of an investigation by the state, or after reasonable knowledge by a person of the fact that a state investigation is likely to begin, no individual, and no corporation the securities of which are registered …
Conn. Gen. Stat. § 33-1332 Prohibited actions by accountants auditing certain corporations.
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Sec. 33-1332. Prohibited actions by accountants auditing certain corporations. No accountant who conducts an audit of a corporation the securities of which are registered under Section 12 of the Securities Exchange Act of 1934, as from time to time amended, or that is required to…
Conn. Gen. Stat. § 33-1333 Corporate officers required to certify financial statements. Penalties.
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Sec. 33-1333. Corporate officers required to certify financial statements. Penalties. (a) Each officer of a corporation organized under the laws of this state or authorized to transact business in this state who is subject to the requirements of 18 USC 1350 shall certify, in the …
Conn. Gen. Stat. § 33-1334 Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties.
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Sec. 33-1334. Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties. (a) It shall be unlawful for a registered public accounting firm to violate the provisions of Section 10a(g) of the Securities Exchange Act of 1…
Conn. Gen. Stat. § 33-1335 Violations deemed unfair or deceptive trade practices.
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Sec. 33-1335. Violations deemed unfair or deceptive trade practices. A violation of sections 33-1331 to 33-1334, inclusive, shall be deemed an unfair or deceptive trade practice under subsection (a) of section 42-110b, provided the provisions of section 42-110g shall not apply to…
Conn. Gen. Stat. § 33-1336 Whistle-blowing protections for employees of certain corporations.
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Sec. 33-1336. Whistle-blowing protections for employees of certain corporations. (a) No corporation organized under the laws of this state or authorized to transact business in this state, the securities of which are registered under Section 12 of the Securities Exchange Act of 1…
Conn. Gen. Stat. § 33-1337 Filing fraudulent report.
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Sec. 33-1337. Filing fraudulent report. A person is guilty of filing a fraudulent report if the person (1) knowingly or recklessly files a report, as defined in section 20-279b, which the person knows contains an untrue statement of a material fact, or (2) knowingly or recklessly…
Conn. Gen. Stat. §§ 33-1338 to 33-1349 33-1338 to 33-1349
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Secs. 33-1338 to 33-1349. Reserved for future use.