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22 chapters · 680 sections in this title.
Conn. Gen. Stat. § 33-1331 Prohibited actions re investigations.
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Sec. 33-1331. Prohibited actions re investigations. After the inception of an investigation by the state, or after reasonable knowledge by a person of the fact that a state investigation is likely to begin, no individual, and no corporation the securities of which are registered …
Conn. Gen. Stat. § 33-1332 Prohibited actions by accountants auditing certain corporations.
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Sec. 33-1332. Prohibited actions by accountants auditing certain corporations. No accountant who conducts an audit of a corporation the securities of which are registered under Section 12 of the Securities Exchange Act of 1934, as from time to time amended, or that is required to…
Conn. Gen. Stat. § 33-1333 Corporate officers required to certify financial statements. Penalties.
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Sec. 33-1333. Corporate officers required to certify financial statements. Penalties. (a) Each officer of a corporation organized under the laws of this state or authorized to transact business in this state who is subject to the requirements of 18 USC 1350 shall certify, in the …
Conn. Gen. Stat. § 33-1334 Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties.
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Sec. 33-1334. Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties. (a) It shall be unlawful for a registered public accounting firm to violate the provisions of Section 10a(g) of the Securities Exchange Act of 1…
