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131 chapters · 1,761 sections in this title.
32 M.R.S. § 16301 Securities registration requirement
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It is unlawful for a person to offer or sell a security in this State unless: [PL 2005, c. 65, Pt. A, §2 (NEW).] 1. Federal covered security. The security is a federal covered security; 2. Exempt from registration. The security, transaction or offer is exempted from registration …
32 M.R.S. § 16302 Notice filing
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1. Notice filings for federal covered securities under Section 18(b)(2) of the federal Securities Act of 1933. A federal covered security, as defined in Section 18(b)(2) of the federal Securities Act of 1933, 15 United States Code, Section 77r(b)(2), that is not otherwise exempt …
32 M.R.S. § 16303 Securities registration by coordination
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1. Registration permitted. A security for which a registration statement has been filed under the federal Securities Act of 1933 in connection with the same offering may be registered by coordination under this section. 2. Required records. A registration statement and accompanyi…
32 M.R.S. § 16304 Securities registration by qualification
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1. Registration permitted. A security may be registered by qualification under this section. 2. Required records. A registration statement under this section must contain the information or records specified in section 16305, a consent to service of process complying with section…