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1,133 chapters · 28,438 sections in this title.
Minn. Stat. § 45A.01 DEFINITIONS.
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45A.01 DEFINITIONS. § Subdivision 1.Scope and application. For purposes of this chapter, the terms in this section have the meanings given them. § Subd. 2.Broker-dealer. "Broker-dealer" has the meaning given in section 80A.41. § Subd. 3.Commissioner. "Commissioner" means the comm…
Minn. Stat. § 45A.02 GOVERNMENTAL DISCLOSURES.
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45A.02 GOVERNMENTAL DISCLOSURES. (a) If a broker-dealer or investment adviser reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, the broker-dealer or investment adviser may promptly notify the co…
Minn. Stat. § 45A.03 IMMUNITY FOR GOVERNMENTAL DISCLOSURES.
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45A.03 IMMUNITY FOR GOVERNMENTAL DISCLOSURES. (a) A broker-dealer or investment adviser who, in good faith, makes a disclosure of information pursuant to section 45A.02, paragraph (a), cooperates with a civil or criminal investigation of financial exploitation of an eligible adul…
Minn. Stat. § 45A.04 THIRD-PARTY DISCLOSURES.
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45A.04 THIRD-PARTY DISCLOSURES. If a broker-dealer, investment adviser, or financial services provider reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, a broker-dealer, investment adviser, or f…
