Missouri Administrative Code

ments dures must be approved by the director. The

director may review the insurer's compliance Admissible Assets PURPOSE: This rule upgrades the quality of with these procedures. The director must be real estate appraisals used by insurers by notified of any material changes to the writ- PURPOSE: This rule effectuates or aids in…

Ten Years (Rescinded July 30, 2019) AUTHORITY: sections 374.045, RSMo 1986 and 375.330, RSMo Supp. 1990. This rule was previously filed as 4 CSR 190-11.060 and 20 CSR 200-1.100. Original rule filed July 27, 1964, effective Aug. 7, 1964. Amended: Filed Dec. 5, 1969, effective Dec.…

(1) An Application for Certificate of Author- tificate of Authority ity form must be completed and submitted to PURPOSE: This rule prescribes the process the director of the Department of Commerce and Insurance by March 1 of each year, along and forms to be used by a multiple emp…

(Rescinded July 30, 2019) .................................................................3 20 CSR 200-14.400 Dissolution of Plan (Rescinded July 30, 2019) .........................................3 JOHN R. ASHCROFT (10/31/19) CODE OF STATE REGULATIONS 1 Secretary of State Chapt…

376.1007, 376.1012, 376.1025, 376.1030, RSMo 1993. (Rescinded July 30, 2019) JOHN R. ASHCROFT (10/31/19) CODE OF STATE REGULATIONS 3 Secretary of State

a court order of liquidation shall file a sworn 2. Medicare Supplement Insurance PURPOSE: This rule effectuates or aids in annual statement on or before March 1 of Experience Exhibit; the interpretation of sections 376.350 and each year, for its business and affairs for the 3. Sc…

(Rescinded September 30, 2019) ........................................................3 20 CSR 200-16.020 Definitions (Rescinded July 30, 2019)...................................................3 20 CSR 200-16.030 Contents of Plan (Rescinded July 30, 2019) ......................…

(Rescinded July 30, 2019) AUTHORITY: section 374.045, RSMo Supp. AUTHORITY: section 374.045, RSMo Supp. 1998. Original rule filed March 1, 1999, 1998. Original rule filed March 1, 1999, effective Aug. 30, 1999. Rescinded: Filed effective Aug. 30, 1999. Rescinded: Filed Jan. 8, 20…

(Rescinded July 30, 2019) AUTHORITY: section 374.045, RSMo Supp. AUTHORITY: section 374.045, RSMo Supp. 1998. Original rule filed March 1, 1999, 1998. Original rule filed March 1, 1999, effective Aug. 30, 1999. Rescinded: Filed effective Aug. 30, 1999. Rescinded: Filed Jan. 8, 20…

(Rescinded July 30, 2019) AUTHORITY: section 374.045, RSMo Supp. AUTHORITY: section 374.045, RSMo Supp. 1998. Original rule filed March 1, 1999, 1998. Original rule filed March 1, 1999, effective Aug. 30, 1999. Rescinded: Filed effective Aug. 30, 1999. Rescinded: Filed Jan. 8, 20…

(Rescinded July 30, 2019) (Rescinded July 30, 2019) AUTHORITY: section 374.045, RSMo Supp. AUTHORITY: section 374.045, RSMo Supp. 1998. Original rule filed March 1, 1999, 1998. Original rule filed March 1, 1999, effective Aug. 30, 1999. Rescinded: Filed effective Aug. 30, 1999. R…

Ownership (Rescinded July 30, 2019) (Rescinded July 30, 2019) AUTHORITY: section 374.045, RSMo Supp. AUTHORITY: section 374.045, RSMo Supp. 1998. Original rule filed March 1, 1999, 1998. Original rule filed March 1, 1999, effective Aug. 30, 1999. Rescinded: Filed effective Aug. 3…

20 CSR 200-16.010 Conversion of Mutual (Rescinded July 30, 2019) Life Insurance Holding Company (Rescinded September 30, 2019) AUTHORITY: section 374.045, RSMo Supp. 1998. Original rule filed March 1, 1999, AUTHORITY: section 374.045, RSMo Supp. effective Aug. 30, 1999. Rescinded…

Information

a Missouri Domestic Insurance Company applications for a certificate of authority to (B) If the company’s filings under para- transact an insurance business in this state. graph 3. of subsection (A) are in compliance PURPOSE: The purpose of this rule is to pre- This rule also eff…

Authority to Transact the Business of Insurance .......................................3 20 CSR 200-17.300 Procedure for Redomestication.............................................................4 JOHN R. ASHCROFT (10/31/19) CODE OF STATE REGULATIONS 1 Secretary of State Chapte…

domestication 5. File with the division an affidavit of 3. A certified copy of amended or restat- publication from the publisher of the amend- ed articles of incorporation from new state of PURPOSE: The purpose of this rule is to pre- ed and restated articles, the amended and dom…

Service Contract Providers this state. (B) Any such policy is acceptable only if it assures the PURPOSE: The purpose of this rule is to effectuate the provisions satisfaction of all obligations and liabilities of the provider of sections 385.200 to 385.220, RSMo, regarding the re…

Provider’s Obligations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 20 CSR 200-18.030 Licensure of Motor Vehicle Extended Service Contract Producers . . . . . . . 4

Service Contract Producers 2011.* Emergency rule filed Dec. 29, 2011, effective Jan. 9, 2012, expired July 6, 2012. Original rule filed Dec. 29, 2011, effective Aug. PURPOSE: This rule effectuates and aids in the interpretation of 30, 2012. sections 385.200 to 385.220, RSMo, by d…

Providers and Producers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 20 CSR 200-18.110 Registration of Service Contract Providers (Non-Motor Vehicle) . . . . . . . . . 5

(Non-Motor Vehicle) 3. Such RRG is authorized to transact liability insurance in this state. PURPOSE: This rule effectuates the provisions of sections 385.300 (B) Any such policy is acceptable only if it assures the satis- to 385.320, RSMo, regarding the registration of all servi…

(Non-Motor Vehicle) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Denny Hoskins (5/31/26) CODE OF STATE REGULATIONS 1 Secretary of State 20 CSR 200-18—DEPARTMENT OF COMMERCE DIVISION 200—INSURANCE SOLVENCY AND INSURANCE AND COMPANY …

B. A statement by the independent PURPOSE: This rule sets out the scope of the (3) Copies of the Form DM-1 may be CPA that recognizes without qualification the rules in this chapter and provides definitions obtained from the department’s web site, right of the director to rely on…

plan organization shall file with the director PURPOSE: This rule implements the regis- (2) The net worth requirement is ongoing and at the time of renewal a report of an audit by tration of all discount medical plan organiza- subject to review by the director through an independ…

AUTHORITY: sections 374.045 and ments worth requirement according to GAAP or 376.1528, RSMo 2016.* Original rule filed SSAP by filing a statement sworn to or Nov. 1, 2007, effective June 30, 2008. PURPOSE: This rule implements the require- affirmed by two (2) or more officers of …

(E) Missouri Captive Insurance Premium and a review of such other factors as the PURPOSE: This rule sets out the scope of the Tax Return (Form CI-5), revised on October director deems necessary. rules in this chapter and provides definitions 1, 2007, or any form which substantial…

1. A completed Form CI-1; RSMo. PURPOSE: This rule sets out the forms which 2. A license fee of seven thousand five (B) A pure or industrial insured captive may be used in the regulation of captive hundred dollars ($7,500) for a company; and insurance company doing business in th…

AUTHORITY: sections 374.045, 379.1328, PURPOSE: The purpose of this rule is to set and 379.1421, RSMo 2016.* Original rule PURPOSE: The purpose of this rule is to set forth the financial and reporting require- filed Nov. 15, 2007, effective June 30, 2008. forth the requirements f…

deposits for others of equal value with the suant to section 379.1316, RSMo. The pro- trol approval of the director. If such company dis- ceeding will be governed by rule 20 CSR continues business, the director will return 800-1.010, et seq. PURPOSE: The purpose of this rule is t…

Annual Disclosure (CGAD), deemed neces- sary by the director to carry out the provi- PURPOSE: This rule sets forth the definitions (5) Notwithstanding section (1) of this rule, sions of sections 375.1025, 375.1052, that apply to the Corporate Governance and as outlined in section…

Chapter 21—Corporate Governance on these criteria, it shall indicate which of the Annual Disclosure three (3) criteria was used to determine the PURPOSE: This rule sets forth the proce- level of reporting and explain any subsequent dures for filing the Corporate Governance…

PURPOSE: This rule provides for the sever- ability of the provisions of this rule in the event any provision of these rules, or the application of these rules, is held invalid. If any provision of these rules, or the appli- cation thereof to any person or circumstance, is held in…

for Pharmacy Benefits Managers PURPOSE: This rule prescribes the license application process and fee required for Pharmacy Benefits Managers. All forms ref- erenced in this regulation may be accessed at the department’s website at www.insur- ance.mo.gov/pbm/pbm-form.php. This rul…

Payment Deferred Annuity Contract 148.370, 148.380, 148.390, 148.400, erwise due. Premiums 148.410, 148.420, 148.430, 374.045, and 376.350, RSMo 2016.* This rule was previ- (2) To the extent the amount of the new busi- PURPOSE: This rule recognizes that flexible ously filed as 4 …

Supplement Filing PURPOSE: The purpose of this rule is to effectuate or aid in the interpretation of sec- tion 375.916, RSMo, as that section relates to fees charged for the appointment and termi- nation of appointment of insurance produc- ers. (1) On or before February 10 of eac…

PURPOSE: This regulation describes the requirements for recordkeeping for insurance companies and related entities doing business in this state. This regulation was adopted pursuant to the provisions of section 374.045, RSMo, and to implement sections 144.027, 287.350, 354.190, 3…

Restatement of Articles PURPOSE: This rule prescribes forms and procedures to be followed in amending and restating articles of incorporation or associa- tion of insurance companies organized or incorporated under the laws of Missouri, pur- suant to sections 375.201–375.226, RSMo…

10.104. Emergency rule filed June 2, 1987, Forms (4) Fees paid by an insured to an insurance effective July 1, 1987, expired Sept. 1, 1987. Emergency rescission filed June 16, 1987, producer and retained by an insurance pro- PURPOSE: This rule prescribes forms to be ducer pursuan…

Company Regulation shall be considered premium for purposes of Organizations Chapter 6—Surplus Lines the premium tax imposed by sections This rule was previously filed as 4 CSR 190- 384.051 and 384.059, RSMo.…

(Rescinded July 30, 2019) ...................................................................3

(Rescinded July 30, 2019) ...................................................................3 20 CSR 200-6.600 Licensing Requirements (Rescinded September 30, 2005) ..............................3

Lines Insurer ...................................................................................4 JOHN R. ASHCROFT (6/30/19) CODE OF STATE REGULATIONS 1 Secretary of State Chapter 6—Surplus Lines 20 CSR 200-6 Title 20—DEPARTMENT OF *Original authority: 374.045, RSMo 1967, amende…

20 CSR 200-7.200 Deposit of Securities Under a Book-Entry System .......................................3 20 CSR 200-7.300 Mortgage Loans as Admissible Deposits (Rescinded July 30, 2019) ..................7 JOHN R. ASHCROFT (10/31/19) CODE OF STATE REGULATIONS 1 Secretary of Stat…

Under a Book-Entry System written withdrawal requests. (F) The depository shall enter into custodi- PURPOSE: This rule provides the procedures al agreements with all insurance companies to verify insurance company-owned securities depositing securities in the form of book- being …

Admissible Deposits (Rescinded July 30, 2019) AUTHORITY: sections 374.045, 376.170 and 376.300, RSMo 1986 and 379.080, RSMo Supp. 1989. This rule was previously filed as 4 CSR 190-11.040(1)–(4) and (6). Original rule filed Aug. 5, 1974, effective Aug. 15, 1974. Amended: Filed Jan…