Missouri Administrative Code

Service Contract Providers this state. (B) Any such policy is acceptable only if it assures the PURPOSE: The purpose of this rule is to effectuate the provisions satisfaction of all obligations and liabilities of the provider of sections 385.200 to 385.220, RSMo, regarding the re…

Provider’s Obligations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 20 CSR 200-18.030 Licensure of Motor Vehicle Extended Service Contract Producers . . . . . . . 4

Service Contract Producers 2011.* Emergency rule filed Dec. 29, 2011, effective Jan. 9, 2012, expired July 6, 2012. Original rule filed Dec. 29, 2011, effective Aug. PURPOSE: This rule effectuates and aids in the interpretation of 30, 2012. sections 385.200 to 385.220, RSMo, by d…

Providers and Producers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 20 CSR 200-18.110 Registration of Service Contract Providers (Non-Motor Vehicle) . . . . . . . . . 5

(Non-Motor Vehicle) 3. Such RRG is authorized to transact liability insurance in this state. PURPOSE: This rule effectuates the provisions of sections 385.300 (B) Any such policy is acceptable only if it assures the satis- to 385.320, RSMo, regarding the registration of all servi…

(Non-Motor Vehicle) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Denny Hoskins (5/31/26) CODE OF STATE REGULATIONS 1 Secretary of State 20 CSR 200-18—DEPARTMENT OF COMMERCE DIVISION 200—INSURANCE SOLVENCY AND INSURANCE AND COMPANY …

B. A statement by the independent PURPOSE: This rule sets out the scope of the (3) Copies of the Form DM-1 may be CPA that recognizes without qualification the rules in this chapter and provides definitions obtained from the department’s web site, right of the director to rely on…

plan organization shall file with the director PURPOSE: This rule implements the regis- (2) The net worth requirement is ongoing and at the time of renewal a report of an audit by tration of all discount medical plan organiza- subject to review by the director through an independ…

AUTHORITY: sections 374.045 and ments worth requirement according to GAAP or 376.1528, RSMo 2016.* Original rule filed SSAP by filing a statement sworn to or Nov. 1, 2007, effective June 30, 2008. PURPOSE: This rule implements the require- affirmed by two (2) or more officers of …

(E) Missouri Captive Insurance Premium and a review of such other factors as the PURPOSE: This rule sets out the scope of the Tax Return (Form CI-5), revised on October director deems necessary. rules in this chapter and provides definitions 1, 2007, or any form which substantial…

1. A completed Form CI-1; RSMo. PURPOSE: This rule sets out the forms which 2. A license fee of seven thousand five (B) A pure or industrial insured captive may be used in the regulation of captive hundred dollars ($7,500) for a company; and insurance company doing business in th…

AUTHORITY: sections 374.045, 379.1328, PURPOSE: The purpose of this rule is to set and 379.1421, RSMo 2016.* Original rule PURPOSE: The purpose of this rule is to set forth the financial and reporting require- filed Nov. 15, 2007, effective June 30, 2008. forth the requirements f…

deposits for others of equal value with the suant to section 379.1316, RSMo. The pro- trol approval of the director. If such company dis- ceeding will be governed by rule 20 CSR continues business, the director will return 800-1.010, et seq. PURPOSE: The purpose of this rule is t…

Annual Disclosure (CGAD), deemed neces- sary by the director to carry out the provi- PURPOSE: This rule sets forth the definitions (5) Notwithstanding section (1) of this rule, sions of sections 375.1025, 375.1052, that apply to the Corporate Governance and as outlined in section…

Chapter 21—Corporate Governance on these criteria, it shall indicate which of the Annual Disclosure three (3) criteria was used to determine the PURPOSE: This rule sets forth the proce- level of reporting and explain any subsequent dures for filing the Corporate Governance…

PURPOSE: This rule provides for the sever- ability of the provisions of this rule in the event any provision of these rules, or the application of these rules, is held invalid. If any provision of these rules, or the appli- cation thereof to any person or circumstance, is held in…

for Pharmacy Benefits Managers PURPOSE: This rule prescribes the license application process and fee required for Pharmacy Benefits Managers. All forms ref- erenced in this regulation may be accessed at the department’s website at www.insur- ance.mo.gov/pbm/pbm-form.php. This rul…

Payment Deferred Annuity Contract 148.370, 148.380, 148.390, 148.400, erwise due. Premiums 148.410, 148.420, 148.430, 374.045, and 376.350, RSMo 2016.* This rule was previ- (2) To the extent the amount of the new busi- PURPOSE: This rule recognizes that flexible ously filed as 4 …

Supplement Filing PURPOSE: The purpose of this rule is to effectuate or aid in the interpretation of sec- tion 375.916, RSMo, as that section relates to fees charged for the appointment and termi- nation of appointment of insurance produc- ers. (1) On or before February 10 of eac…

PURPOSE: This regulation describes the requirements for recordkeeping for insurance companies and related entities doing business in this state. This regulation was adopted pursuant to the provisions of section 374.045, RSMo, and to implement sections 144.027, 287.350, 354.190, 3…

Restatement of Articles PURPOSE: This rule prescribes forms and procedures to be followed in amending and restating articles of incorporation or associa- tion of insurance companies organized or incorporated under the laws of Missouri, pur- suant to sections 375.201–375.226, RSMo…

10.104. Emergency rule filed June 2, 1987, Forms (4) Fees paid by an insured to an insurance effective July 1, 1987, expired Sept. 1, 1987. Emergency rescission filed June 16, 1987, producer and retained by an insurance pro- PURPOSE: This rule prescribes forms to be ducer pursuan…

Company Regulation shall be considered premium for purposes of Organizations Chapter 6—Surplus Lines the premium tax imposed by sections This rule was previously filed as 4 CSR 190- 384.051 and 384.059, RSMo.…

(Rescinded July 30, 2019) ...................................................................3

(Rescinded July 30, 2019) ...................................................................3 20 CSR 200-6.600 Licensing Requirements (Rescinded September 30, 2005) ..............................3

Lines Insurer ...................................................................................4 JOHN R. ASHCROFT (6/30/19) CODE OF STATE REGULATIONS 1 Secretary of State Chapter 6—Surplus Lines 20 CSR 200-6 Title 20—DEPARTMENT OF *Original authority: 374.045, RSMo 1967, amende…

20 CSR 200-7.200 Deposit of Securities Under a Book-Entry System .......................................3 20 CSR 200-7.300 Mortgage Loans as Admissible Deposits (Rescinded July 30, 2019) ..................7 JOHN R. ASHCROFT (10/31/19) CODE OF STATE REGULATIONS 1 Secretary of Stat…

Under a Book-Entry System written withdrawal requests. (F) The depository shall enter into custodi- PURPOSE: This rule provides the procedures al agreements with all insurance companies to verify insurance company-owned securities depositing securities in the form of book- being …

Admissible Deposits (Rescinded July 30, 2019) AUTHORITY: sections 374.045, 376.170 and 376.300, RSMo 1986 and 379.080, RSMo Supp. 1989. This rule was previously filed as 4 CSR 190-11.040(1)–(4) and (6). Original rule filed Aug. 5, 1974, effective Aug. 15, 1974. Amended: Filed Jan…

Retention Act provided by the director which designates the tive, false, or fraudulent acts or practices. director as its agent for the purpose of receiv- (H) Review by Director. The director shall PURPOSE: This rule effectuates or aids in ing service of legal documents or proces…

(Rescinded August 28, 1994) (4) The director may institute disciplinary action for violations of this rule and take other action as is authorized by the AUTHORITY: sections 374.045, RSMo 1986 and 375.929, RSMo provisions of sections 374.046, 375.942, and 376.1094, RSMo and Supp. …

*Original authority: 374.045, RSMo 1967, amended 1993, 1995, 2008; 375.948, RSMo (Rescinded August 28, 1994) 1959, amended 1978, 1991; and 376.1095, RSMo 1993, amended 1995. AUTHORITY: sections 374.045, RSMo 1986 and 375.929, RSMo Supp. 1990. This rule was previously filed as 4 C…

(Rescinded August 28, 1994) (1) A third-party administrator must complete an application for a certificate of authority, accompanied by a fee in the AUTHORITY: sections 374.045, RSMo 1986 and 375.929, RSMo amount of one thousand dollars ($1000), along with all the Supp. 1990. Thi…

(Rescinded August 28, 1994) website or by contacting the department. AUTHORITY sections 374.045, RSMo 1986 and 375.929, RSMo (2) Each application also must be accompanied by an audited Supp. 1990. This rule was previously filed as 4 CSR 190-12.140(4). financial statement or repor…

applicant and prepared in accordance with generally accepted PURPOSE: This rule implements the provisions of section accounting principles (GAAP) or the statutory statement of 376.1088, RSMo, regarding disclosure of the name of a third- accounting principles (SSAP), for each comp…

RSMo 1993, amended 1995. PURPOSE: This rule prescribes the process to be used by a third- party administrator to renew its certificate of authority. (1) A renewal notice provided by the director of the department must be submitted to the director along with a renewal fee of two h…

PURPOSE: This rule prescribes the form and content of the annual report required by section 376.1093, RSMo. (1) Before March 1 of each year following receipt of its certificate of authority, the third-party administrator shall electronically file an annual report with the directo…

PURPOSE: This rule complies with section (7) The meetings of the board shall be con- (2) In addition to the compensation fixed in 536.023(3), RSMo, which requires each ducted in accordance with the latest version this rule, each member is entitled to reim- agency to adopt as a ru…

ent, or potential client one (1) or more services involving the PURPOSE: This rule defines terms used in the rules of the Missouri use of accounting or auditing skills or one (1) or more manage- State Board of Accountancy. ment advisory or consulting services or the preparation o…

to 20 CSR 2010-2.022, effective Aug. 28, 2006. Rescinded and re- PURPOSE: This rule sets forth requirements for practice privilege of adopted: Filed April 3, 2006, effective Nov. 30, 2006. Amended: certified public accountants from other states who are not relocat- Filed Feb. 23,…

(8) Each certified public accounting firm shall attest that all Practice employees, representatives, agents, resident partners, mem- bers, managers and shareholders of certified public accounting PURPOSE: This rule sets forth the type of education and work ex- firms practicing pu…

No license shall be issued or reinstated until all required fees PURPOSE: This rule clarifies requirements of the statutes pertain- and penalties are paid by the applicant. ing to the renewal of the license to practice public accounting by certified public accountants and public …

Firm Permit provided— (A) That person submits evidence to the board, along with the PURPOSE: This rule establishes requirements pertaining to the reinstatement application and fee, that he or she has completed issuance and renewal of the permit to practice public accounting forty…

previously been suspended or revoked. PURPOSE: This rule establishes requirements for reinstatement of a license to practice. (3) In the event of application for reinstatement of a permit to John R. Ashcroft (4/30/23) CODE OF STATE REGULATIONS 9 Secretary of State DIVISION 2010—M…

AUTHORITY: sections 326.262 and 326.289, RSMo Supp. 2009.* This rule originally filed as 4 CSR 10-2.072. Original rule filed April PURPOSE: This rule establishes requirements for reinstatement of 5, 2004, effective July 30, 2004. Moved to 20 CSR 2010-2.072, effec- permit to pract…

only to the following: PURPOSE: This rule clarifies the statutes pertaining to ownership 1. Natural persons who hold a current license as a CPA to of certified public accounting firms. practice public accounting issued by this state, another state or (1) Limited Liability Compani…

examination and require special modifications. The completed PURPOSE: This rule provides the applicant with necessary infor- form must be returned to CPAES with all required documenta- mation regarding the actual procedures relating to the applica- tion. This form may be obtained…