™Your Policy Risk Impact Agent
45 chapters · 451 sections in this title.
N.D.C.C. § 6-13-01 Definitions
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In this chapter, unless the context or subject matter otherwise requires: 1. "Commissioner" means the commissioner of financial institutions. 2. "Compliance audit" means a voluntary, internal evaluation, review, assessment, audit, or investigation for the purpose of identifying o…
N.D.C.C. § 6-13-02 Self-critical analysis privilege created - Scope
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A compliance self-critical analysis privilege is created to protect the confidentiality of compliance self-critical analysis documents or communications in regard to their content relating to voluntary internal compliance audits conducted by financial institutions and persons in …
N.D.C.C. § 6-13-03 Compliance self-critical analysis document not discoverable or admissible
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Except as provided in this chapter, a compliance self-critical analysis audit document is privileged information and is not discoverable or admissible evidence in any legal action in any civil, criminal, or administrative proceeding. The privilege is a matter of substantive law o…
N.D.C.C. § 6-13-04 Application of privilege
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If a financial institution, person, or entity performs or directs the performance of a compliance audit, an officer, employee, or agent involved with the compliance audit, or any consultant who is hired for the purpose of performing the compliance audit, may not be examined in an…
