Title 71 — Title 71 — Securities
0 chapters · 175 sections in this title.
71 O.S. § 1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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§71-1-101. Short title. This act shall be known and may be cited as the "Oklahoma Uniform Securities Act of 2004". Added by Laws 2003, c. 347, § 1, eff. July 1, 2004. §71-1-102. Definitions. In this act, unless the context otherwise requires: 1. "Administrator" means the securiti…
71 O.S. § 10 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 10 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 101 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 101 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 102 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 102 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 103 Repealed by Laws 1995, c. 196, § 20, eff. July 1, 1995
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71 O.S. § 103 Repealed by Laws 1995, c. 196, § 20, eff. July 1, 1995
71 O.S. § 11 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 11 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 12 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 12 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 13 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 13 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 14 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 14 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 15 Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10
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1980.
71 O.S. § 16 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 16 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 17 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 17 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 2 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 2 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 201 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) (1) It is unlawful for any person to transact business in this state as a broker-dealer or agent unless the person is so registered under this act or unless the person is exempt from registration as provided …
71 O.S. § 202 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) (1) A broker-dealer, agent, investment adviser or investment adviser representative required to be registered under this title may obtain an initial or renewal registration by filing in such form and in such …
71 O.S. § 202.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 202.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 203 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 203 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 204 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) The Administrator may issue a final order denying effectiveness to, or suspending or revoking the effectiveness of, any registration, or condition or limit registration of an applicant or registrant, or impos…
71 O.S. § 3 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 3 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 301 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 301 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 302 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 302 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 303 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 303 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 304 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 304 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 304.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 304.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 305 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 305 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 305.1 Repealed by Laws 1987, c. 208, § 120, operative July 1
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1987 and Laws 1987, c. 236, § 203, emerg. eff. July 20, 1987.
71 O.S. § 305.2 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 305.2 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 306 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) The Administrator may issue a stop order denying effectiveness to, or suspending or revoking the effectiveness of, any registration statement if the Administrator finds that: (1) the order is in the public in…
71 O.S. § 307 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 307 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 4 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 4 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 401 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 401 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 402 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 402 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 403 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 403 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 404 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 404 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 405 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) The Administrator in his or her discretion: (1) may make such public or private investigations within or outside of this state as he deems necessary to determine whether any person has violated or is about to…
71 O.S. § 406 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) If the Administrator reasonably believes, whether or not based upon an investigation conducted under Section 405 of this title, that a person has violated the Oklahoma Securities Act, except under the provisi…
71 O.S. § 406.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) Upon a showing by the Administrator that a person has violated or is about to violate the Oklahoma Securities Act, except under the provisions of Section 202.1 or 305.2 of this title, or a rule or order of th…
71 O.S. § 407 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 407 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 408 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 408 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 409 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) Any person aggrieved by a final order of the Administrator may obtain a review by the Commission by filing with the Administrator, within fifteen (15) days after the entry of the order, a written petition pra…
71 O.S. § 410 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 410 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 411 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 411 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 411.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 411.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 412 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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NOTE: Prior to repeal, this section was amended to read as follows: (a) Unless otherwise provided for by law, the following shall be the fees charged pursuant to the provisions of the Oklahoma Securities Act: (1) Broker-dealer registration fee or renewal fee......................…
71 O.S. § 412.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 412.1 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 413 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
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71 O.S. § 413 Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004
71 O.S. § 414 Definitions
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As used in this act: 1. "Multinational take-over bid" means the acquisition by a multinational corporation of or offer by a multinational corporation to acquire, pursuant to a tender offer or request or invitation for tenders, any equity security of a multinational corporation or…
71 O.S. § 415 Public announcement of take-over bid - Filing of required
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information - Hearings - Information to be filed - Costs. A. No offeror shall make a multinational corporation take-over bid unless twenty (20) days prior thereto or such shorter period as the Administrator may order, but not less than five (5) days, such offeror announces public…
71 O.S. § 416 Statutory procedure must be followed
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No offeror may conclude a multinational corporation take-over bid or pay for any securities prior to the conclusion of the procedures set forth in this act. Added by Laws 1980, c. 300, § 3, emerg. eff. June 12, 1980.
71 O.S. § 417 Discrimination prohibited
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No offeror shall make a multinational corporation take-over bid which is not made to all holders residing in this state of the equity security that is the subject of such multinational corporation take-over bid, or which is not made to such holders on the same terms as such multi…