™Your Policy Risk Impact Agent
43 chapters · 647 sections in this title.
S.C. Code Ann. § 39-73-325 Penalties for willful violation; for unknowing violation; reference to Attorney General for criminal proceedings
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(A) A person who wilfully violates this chapter or a regulation or order of the administrator under this chapter, upon conviction, must be fined not more than twenty thousand dollars, or imprisoned not more than ten years, or both, for each violation. (B) A person convicted of vi…
S.C. Code Ann. § 39-73-330 Secretary of State to administer chapter; confidential or public nature of information; use of information for personal gain
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(A) This chapter must be administered by the South Carolina Attorney General. (B) The administrator and his employees may not use information filed with or obtained by the administrator which is not public information for personal gain or benefit and may not conduct securities or…
S.C. Code Ann. § 39-73-335 Cooperation with other jurisdictions; joint action
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(A) To encourage uniform application and interpretation of this chapter and securities regulation and enforcement in general, the administrator and his employees may cooperate, including bearing the expense of the cooperation, with the securities agencies or administrator of anot…
S.C. Code Ann. § 39-73-340 Authority to promulgate regulations, forms, and orders; insulation from liability for acts or omissions done in good faith
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(A) In addition to specific authority granted elsewhere in this chapter, the administrator may make, amend, or rescind regulations, forms, and orders as are necessary to carry out this chapter. The regulations or forms must include, but are not limited to, regulations defining te…
