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92 chapters · 1,075 sections in this title.
Tenn. Code Ann. § 48-1-101 Short title
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This part shall be known as the “Tennessee Securities Act of 1980.”
Tenn. Code Ann. § 48-1-102 Part definitions
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(1) As used in this part, unless the context otherwise requires:(1) “Accredited investor” means accredited investor, as that term is defined in Rule 501 of Regulation D under the Securities Act of 1933 (17 CFR 230.501), as amended;(2) “Affiliate” means a person who directly, or i…
Tenn. Code Ann. § 48-1-103 Exemptions
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(a) The following securities are exempted from § 48-1-104 and, except as the commissioner may otherwise require by rule, §§ 48-1-113 and 48-1-124(e):(1) Any security (including a revenue obligation) issued or guaranteed by the United States, any state, any political subdivision o…
Tenn. Code Ann. § 48-1-104 Securities registration requirement — Civil penalty
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(a) It is unlawful for any person to sell any security in this state unless:(1) It is registered under this part;(2) The security or transaction is exempted under § 48-1-103; or(3) The security is a covered security. (1) It is registered under this part; (2) The security or trans…
