™Your Policy Risk Impact Agent
20 chapters · 557 sections in this title.
9 V.I.C. § 601 Short title
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This chapter may be cited as the “Uniform Securities Act.”
9 V.I.C. § 602 Definitions
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(1) In this chapter, unless the context otherwise requires:(1) “Administrator” means the Lieutenant Governor or his designee.(2) “Agent” means an individual, other than a broker-dealer, who represents a broker-dealer in effecting or attempting to effect purchases or sales of secu…
9 V.I.C. § 603 References to federal statutes
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“Securities Act of 1933” (15 U.S.C. Section 77a et seq.), “Securities Exchange Act of 1934” (15 U.S.C. Section 78a et seq.), “Public Utility Holding Company Act of 1935” (15 U.S.C. Section 79 et seq.), “Investment Company Act of 1940” (15 U.S.C. Section 80a-1 et seq.), “Investmen…
9 V.I.C. § 604 References to federal agencies
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Any reference in this chapter to an agency or department of the United States shall also be deemed to be a reference to its successor agency, department, or entity.
9 V.I.C. § 605 Electronic records and signatures
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This chapter modifies, limits, and supersedes the federal Electronic Signatures in Global and National Commerce Act, but does not modify, limit, or supersede Section 101(c) of that act (15 U.S.C. Section 7001(c)) or authorize electronic delivery of any of the notices described in…
