Title 15, Commerce and TradeRelease 119-102
§6761 Coordination with Financial Industry Regulatory Authority
Title 15 › CHAPTER 93 — INSURANCE › SUBCHAPTER III — NATIONAL ASSOCIATION OF REGISTERED AGENTS AND BROKERS › § 6761
Summary
The Association must work with the Financial Industry Regulatory Authority to reduce paperwork and other administrative burdens on Association members who FINRA regulates, as long as those actions follow this subchapter and federal securities laws.
Full Legal Text
Title 15, §6761
Commerce and Trade, Source: USLM XML via OLRC
The Association shall coordinate with the Financial Industry Regulatory Authority in order to ease any administrative burdens that fall on members of the Association that are subject to regulation by the Financial Industry Regulatory Authority, consistent with the requirements of this subchapter and the Federal securities laws.
Legislative History
Notes & Related Subsidiaries
Editorial Notes
Prior Provisions
Provisions similar to this section were contained in section 6764(b) of this title, prior to the general amendment of this subchapter by Pub. L. 114–1. A prior section 6761, Pub. L. 106–102, title III, § 331, Nov. 12, 1999, 113 Stat. 1430, related to liability of the Association and the directors, officers, and employees of the Association, prior to the general amendment of this subchapter by Pub. L. 114–1. See section 6758 of this title.
Reference
Citations & Metadata
Citation
15 U.S.C. § 6761
Title 15, Commerce and Trade
Last Updated
Aug 21, 2026
Release point: 119-102