2025-04513NoticeWallet

MIAX Sapphire Adds Commodity Options: Another Layer of Trading Layers

Published Date: 3/19/2025

Notice

Summary

MIAX Sapphire wants to update its rules so it can offer options trading on Commodity-Based Trust Shares, which are special investment products tied to commodities like gold or oil. This change affects investors who trade options and could open up new ways to invest starting soon after approval. The Exchange fixed some small errors in their proposal and is now asking for public feedback before moving forward.

Analyzed Economic Effects

5 provisions identified: 5 benefits, 0 costs, 0 mixed.

Faster listing of options on commodity ETFs

If an ETF that is a Commodity-Based Trust Share meets the Exchange's initial listing criteria, MIAX Sapphire would be able to list and trade options on that ETF without any additional Commission approval, which can shorten the time and reduce the costs to bring those options to market.

Exchange-listed trading instead of OTC for commodity ETF options

The proposal would allow investors to trade options on Commodity-Based Trust Shares on a regulated exchange rather than in the unregulated OTC options market, which the Exchange says will increase market transparency, improve price discovery, and provide a lower-cost way to hedge exposure to commodity prices.

Standardized trading terms for commodity ETF options

Options on Commodity-Based Trust Shares will be physically settled, American-style and may be listed with weekly, monthly, quarterly, or LEAP expirations (LEAPS expire 12 to 39 months). Strike price intervals include short-term intervals (e.g., $0.50 where strike is under $100, $1 between $100–$150, $2.50 above $150) and minimum quoting increments of $0.05 when an option price is under $3.00 and $0.10 when an option price is $3.00 or higher.

Position and exercise limits apply to new ETF options

Options on Commodity-Based Trust Shares will be subject to the Exchange's position and exercise limits: the largest and most frequently traded ETFs can have limits of 250,000 contracts on the same side of the market, while smaller ETFs can have limits of 200,000, 75,000, 50,000, or 25,000 contracts (with adjustments for splits and recapitalizations).

Existing surveillance and regulatory safeguards apply

MIAX Sapphire will apply its existing surveillance and reporting safeguards (including coordination through the Intermarket Surveillance Group and regulatory arrangements with FINRA) to options on Commodity-Based Trust Shares to deter and detect potential manipulative behavior.

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Key Dates

Published Date
3/19/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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