SEC Seeks Input to Keep Investment Rule 12d3-1 Alive
Published Date: 4/18/2025
Notice
Summary
The SEC wants to keep Rule 12d3-1 going, which lets investment funds buy a small slice of securities from certain related companies under strict rules. This mainly affects funds and their subadvisers, who must update contracts to keep things fair and avoid conflicts. The SEC is asking for public comments before extending this rule, with no new costs expected and a smooth timeline for approval.
No Economic Impacts Identified for this Document
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