2026-09578NoticeWallet

AQR Funds Seek Green Light for New Fee Structures

Published Date: 5/14/2026

Notice

Summary

AQR Delphi Long-Short Fund and AQR Capital Management want permission to offer different types of shares with special fees and early withdrawal charges. This change affects investors in these funds and could impact how fees are charged starting soon. The SEC will approve this unless someone asks for a hearing by June 5, 2026.

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Analyzed Economic Effects

3 provisions identified: 0 benefits, 2 costs, 1 mixed.

Permission to Charge Asset-Based Fees

The applicants request authority to impose asset-based distribution and/or service fees on certain share classes of the fund. The request is pending and the SEC will issue an order unless a hearing is requested by June 5, 2026.

Early Withdrawal Charges Allowed

The application asks for permission for the fund to impose early withdrawal charges on certain share classes, meaning investors could face a fee if they sell or redeem shares early. The SEC will issue an order unless a hearing is requested by June 5, 2026.

Fund May Offer Multiple Share Classes

AQR Delphi Long-Short Fund asked the SEC for permission to issue multiple classes of shares so the same fund can offer different types of shares to investors. The application was filed March 27, 2026, and the SEC will issue an order unless a hearing is requested by June 5, 2026.

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Key Dates

Effective Date
Published Date
3/27/2026
5/14/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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