2025-00309NoticeWallet

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025

Published Date: 1/10/2025

Notice

Summary

Starting February 2025, NYSE National is charging industry members a tiny fee of $0.000022 for every share they trade to help cover the costs of the Consolidated Audit Trail (CAT), a system that tracks stock trades. This new fee supports the CAT’s 2025 budget and will show up on monthly bills for brokers who execute trades. If you trade stocks, this change affects you and helps keep the market fair and transparent.

Analyzed Economic Effects

1 provisions identified: 0 benefits, 1 costs, 0 mixed.

New per-share CAT fee for Industry Members

If you are an Industry Member or a CAT Executing Broker, the Exchange will charge CAT Fee 2025-1 of $0.000022 per executed equivalent share payable to Consolidated Audit Trail, LLC. CAT Executing Brokers will receive their first monthly invoice in February 2025 (based on January 2025 transactions); the fee is anticipated to be in place for six months and is expected to recover approximately one-half of reasonably budgeted CAT costs for 2025. The filing states CAT Fee 2025-1 is intended to replace CAT Fee 2024-1, which had a fee rate of $0.000035.

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Key Dates

Published Date
Effective Date
1/10/2025
2/1/2025

Department and Agencies

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Independent Agency
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