28 sections in this chapter.
R.1-1 Definitions
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R 451.1.1 Definitions. Rule 1.1. As used in these rules and in the act, if applicable: (a) “3(c)(1) fund” means a qualifying private fund that is eligible for the exclusion from the definition of an investment company under section 3(c)(1) of the investment company act of 1940, 1…
R.1-2 Broker-dealer definition exclusion
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R 451.1.2 Broker-dealer definition exclusion. Rule 1.2. As used in these rules and in the act, if applicable, “broker-dealer” does not include any of the following: (a) A “finder” as that term is defined by section 102(i) of the act, MCL 451.2102(i). (b) A person whose participat…
R.1 Definitions
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R 15.1 Definitions. Rule 1. (1) As used in these rules: (a) "Act" means 1973 PA 196, MCL 15.341 to 15.348. (b) "Advisory opinion" means a written opinion of the board concerning the possible unethical conduct of the person requesting the opinion, or the possible unethical conduct…