Michigan Administrative Code

R 451.4.27 Dishonest or unethical business practices of broker-dealers and agents. Rule 4.27. (1) “Dishonest or unethical practices” for purposes of section 412(4)(m) of the act, MCL 451.2412(4)(m), includes the conduct prohibited in this rule. The conduct specified in subrules (…

R 451.4.28 Use of senior-specific certifications and professional designations. Rule 4.28. (1) The use of a senior-specific certification or designation by a person in connection with the offer, sale, or purchase of securities, or the provision of advice as to the value of or the…

R 451.4.3 Electronic filing; designated entities. Rule 4.3. (1) The administrator designates both of the following: (a) The CRD to receive and store filings and collect fees from broker-dealers and agents representing broker-dealers on behalf of the administrator. (b) The IARD to…

R 451.4.4 Electronic signatures. Rule 4.4. (1) As used in this rule “electronic agent” means a computer program or an electronic or other automated means used independently to initiate an action or respond to electronic records or performances, in whole or in part, without review…

R 451.4.5 Registration exemption for investment advisers to private funds. Rule 4.5. (1) This rule takes effect 365 days after the rule set has been filed with the secretary of state. (2) As used in this rule, “venture capital fund” means a private fund that meets the definition …

R 451.4.6 Notice filing requirements for federal covered investment advisers. Rule 4.6. (1) Pursuant to section 405 of the act, MCL 451.2405, the notice filing for a federal covered investment adviser must be filed electronically with IARD on an executed Form ADV. A notice filing…

R 451.4.8 Application for registration of Michigan investment market. Rule 4.8. In addition to the requirements of section 455 of the act, MCL 451.2455, an application for registration of a Michigan investment market must include all of the following: (a) The applicant's primary …

R 474.4 Cancellation of insurance; notification. Rule 4. An alternate method of notifying MDOT of the cancellation of insurance may be requested by MDOT in lieu of granting of notifications rights to MDOT. History: 2019 AACS.

R 169.4 Reports or statements; late filing fee; date of filing. Rule 4. (1) If a report or statement is filed after the filing date and is not accompanied by a late filing fee, the report or statement shall be received and considered filed as of that date. The filer shall be give…

R 11.4 Answer; oral statement on charges; written briefs or arguments. Rule 4. The person or persons who have been served with a notice of hearing may, at his option, file a written answer thereto prior to the date set for hearing, or at said hearing may appear and present an ora…

R 420.4 Application requirements; financial and criminal background. Rule 4. (1) Each applicant shall disclose the identity of any other person who controls, either directly or indirectly, the applicant, including, but not limited to, date of birth, government issued identificati…

R 35.4 Notice to county committee. Rule 4. County committees will be notified of the receipt of appeal by the board of trustees, advised as to whether or not a hearing is requested, and asked to submit any additional evidence that may be available. History: 1979 AC. Page 2 Courte…

R 340.4 Schools of choice. Rule 4. (1) A nonresident pupil who is enrolled on the count date pursuant to sections 105 or 105c of 1979 PA 94, MCL 388.1705 or MCL 388.1705c may be counted in membership. (2) For the district to enroll and count a nonresident pupil who is eligible fo…

R 330.4 SIDS as cause of death. Rule 4. A county medical examiner or deputy county medical examiner shall not declare cause of death as SIDS (Sudden Infant Death Syndrome) unless an autopsy, incident death scene investigation, and review of child's medical history are completed. …

R 15.4 Notice of public meeting. Rule 4. Public notice of the board's meetings shall be provided in accordance with the provisions of the open meetings act. Not fewer than 28 calendar days before the date of the public meeting, the executive secretary will notify any interested p…

R 257.4 Denial or suspension of drivers' licenses. Rule 4. A driver's license must be denied or suspended indefinitely if an applicant or licensee has visual acuity less than 20/60 with recognizable progressive abnormalities affecting vision; visual acuity less than 20/70 without…

R 280.4 Apportionments. Rule 4. (1) Apportionments to a county for county road benefits and to the department for state highway benefits shall be based on benefits computed and determined under R 280.2 and R 280.3, except that such apportionments shall not include the cost of wor…

R 425.4 Notice of removal of materials. Rule 4. (1) An operator proposing to remove materials in connection with the production or extraction of minerals by open-pit mining methods shall submit written notice to the supervisor as follows: (a) At least 30 days prior to the commenc…

R 500.4 Life and accident and health producers; curriculum requirements. Rule 4. (1) To qualify as a registered insurance producer program of study on the subject of accident and health insurance, a course must provide a minimum of 20 hours of study. These 20 hours of instruction…

R 299.4 General requirements for application of cleanup criteria. Rule 4. (1) All cleanup criteria used in response activity undertaken under part 201 of the act and these rules shall be based on best available information. (2) The generic cleanup criteria developed by the depart…

R 388.4 Debt service payment dates. Rule 4. Principal on qualified bonds shall be payable on May 1 and/or November 1, as approved by the department, and interest on qualified bonds shall be payable on May 1 and/or November 1, as approved by the department. History: 2007 AACS; 201…

R 168.4 Date of signing; notarization. Rule 4. (1) The affidavit of identity must be signed, sworn to, and dated by the candidate. All information given and statements made by the candidate on the affidavit of identity must be true as of the date that the affidavit is signed. Pag…

R 37.4 Complaints; certified complaints. Rule 4. (1) A person claiming to be aggrieved by unlawful discrimination may personally, or through counsel or other agent, submit a complaint to the department. (2) A commissioner, director, or agent authorized by the commission or direct…

R 432.4 License revocation. Rule 4. (1) A license is evidence of an agency that is revocable at will by either the bureau or the retailer. Revocation of the agency is effective 30 days after notice of the revocation has been mailed by the revoking party. On or before the thirtiet…

R 397.05 Inclusion of definitions. Rule 5. A definition that is used in the act has the same meaning when used in these rules. History: 2009 AACS. PART 2. APPLICATION FOR STATE AID R 397.21 Application process for state aid. Page 3 Courtesy of www.michigan.gov/orr Rule 21. (1) Ap…

R 206.5 Residency; determination guidelines. Rule 5. (1) A person who is domiciled in this state is a resident of this state. "Domicile" means the fixed, permanent, and principal home to which a person, wherever temporarily located, always intends to return. A person may have sev…

R 35.5 Referral of appeal to board of trustees. Rule 5. If no new evidence is submitted within the period of time prescribed (10 days), the appeal will be referred to the board of trustees. If a personal hearing is requested, the appellant and the county committee shall be notifi…

R 11.5 Failure to appear at hearing. Rule 5. If the person or persons who have been previously served with a notice of hearing fail to appear at a noticed hearing, the secretary of state may proceed with a hearing of the cases brought before him and may, on the evidence presented…

R 37.5 Conciliation conference. Rule 5. (1) The respondent may be invited, at any time, to participate in a conciliation conference in a final attempt to address and eliminate the alleged discrimination. (2) The conciliation conference is a confidential proceeding. Commissioners …

R 338.5 Clinical experience requirements. Rule 5. (1) The 9 months of supervised clinical experience required for licensure must satisfy the following requirements: (a) The experience must be obtained under the supervision of a licensed audiologist. (b) Except as otherwise provid…

R 15.5 Complaints and answers. Rule 5. (1) Any person or entity, known as the complainant, may file a complaint charging a public officer or employee with unethical conduct. (2) The complaint shall comply with all of the following requirements: (a) Be in writing. (b) Specify 1 or…

R 425.5 Annual plan map. Rule 5. (1) An accurate plan map on a topographic base, with an appropriate scale as approved by the supervisor, shall be submitted in duplicate to the supervisor annually on or before March 15. (2) The map shall show the following as of December 31 of th…

R 500.5 Methods of instruction. Rule 5. (1) For classroom courses, instruction of the entire number of approved credit hours must be conducted on-site at the classroom location identified by the education provider. (2) For self-study courses, contact between the instructor and st…

R 280.5 Assessments. Rule 5. (1) Assessments shall be according to the apportioned ratio of the total cost of a project. (2) If a project is financed by the sale of bonds, evidence that the bonds shall be sold shall be presented with the apportionment notice. (3) Fifty percent of…

R 409.5 Responsibilities of issuing officer; review of intention to employ form; refusal to issue permit; probation; suspension and revocation of permit; records. Rule 5. (1) Before making a determination to issue a work permit, an issuing officer shall do all of the following: (…

R 432.5 License fee. Rule 5. (1) The commissioner shall determine the fee for a license as a retailer. The fee is payable at the time of license application. (2) The bureau may charge a license renewal fee annually in an amount determined by the commissioner. (3) The fees in subr…

R 168.5 Affidavit of identity challenge. Rule 5. (1) Except as provided in subrule (3) of this rule, the filing official shall reject any challenge received more than 7 days after the deadline for the filing of the affidavit of identity. (2) Except as provided in subrule (3) of t…

R 257.5 Additional examinations. Rule 5. The department may require an additional examination of the applicant or licensee. History: 1979 AC.

R 474.5 Inspections. Rule 5. Each vehicle listed under a certificate of authority shall be inspected annually, within 12 months of the previous inspection, or more frequently, to determine the character of the vehicle. Inspections expire the first day of the month following that …

R 200.5 Purpose. Rule 5. The military family relief fund is created as a separate fund in the department to offer grants to provide assistance to families of qualified individuals. History: 2005 AACS.

R 567.5 Notice of commencement of examination. Rule 5. (1) When the examination will be conducted by an auditor solely on behalf of this state, or with at least 1 other state, the administrator shall notify a person that the state intends to conduct an unclaimed property examinat…

R 451.6.1 Interpretative opinions. Rule 6.1. (1) An interpretative opinion may be issued pursuant to section 605(4) of the act, MCL 451.2605(4); however, the administrator may refuse to issue an interpretative opinion. (2) An interpretative opinion issued by the administrator is …

R 451.6.2 Copy and certification fees. Rule 6.2. (1) The administrator shall charge the following fees for furnishing records: (a) Minimum fee for uncertified copies, up to 6 pages $10.35 (b) Copy fee per page $ 1.75 (c) Certification fee $17.25 (d) Certificate of fact or other d…

R 35.6 Results of appeal; copies. Rule 6. The original signed copy of the results of the appeal will be retained by the board of trustees, a copy will be forwarded for the files of the county committee concerned, and a copy furnished to the appellant. History: 1979 AC.

R 299.6 Generic cleanup criteria; toxicological and chemical-physical properties; use of generic cleanup criteria as risk based screening levels; procedure for developing additional generic criteria. Rule 6. (1) Except as provided in subrules (9), (10) and (11) of this rule, gene…

R 15.6 Advisory opinions. Rule 6. (1) An appointing authority, employee, or public officer of the executive branch may request an advisory opinion relating to matters affecting the ethical conduct of a public officer or employee. The request shall be in writing and filed at the b…

R 169.6 Declaratory rulings. Rule 6. (1) The secretary of state, on written request of an interested person, may issue a declaratory ruling as to the applicability of the act or these rules to an actual statement of facts. An interested person is a person whose course of action w…