§820 — Title 30 Mineral Lands and Mining | U.S. Code

Summary

Sets out money fines and possible jail for people who break mine safety rules, lie on required papers, or try to hide inspections. A mine operator can be fined up to $50,000 for each safety violation. Failing to give the required 15‑minute notice can bring a fine between $5,000 and $60,000. Certain orders have minimum fines of $2,000 or $4,000. If a required fix is not made on time, the operator can be fined up to $5,000 for each day the problem continues. A flagrant violation — a reckless or repeated failure that caused or could have caused death or serious injury — can be fined up to $220,000. Company directors, officers, or agents who knowingly ordered or carried out violations face the same fines and criminal penalties as the operator. Willful violations can bring a fine up to $250,000, or up to one year in jail, or both; a later conviction raises the maximum to $500,000 or up to five years in jail, or both. Other penalties: giving advance notice of an inspection without permission can mean a fine up to $1,000 or up to six months in jail. Knowingly making false statements in required documents can mean a fine up to $10,000 or up to five years in jail. A miner who willfully breaks smoking rules can be fined up to $250 per occurrence. Selling mine equipment that is falsely claimed to meet safety rules carries the same punishment as making false statements. The Commission decides and assesses civil fines and must consider past violations, company size, negligence, business impact, seriousness of the violation, and whether the operator tried to fix the problem quickly. Fines go to the U.S. Treasury and can be collected in federal court; interest of 8% per year starts 30 days after a final order. Contested penalties can only be settled with the Commission’s approval, and final orders can only be settled with the court’s approval. These rules do not apply to subchapter IV.

Title 30, §820

Mineral Lands and Mining — Source: USLM XML via OLRC

(a)(1)The operator of a coal or other mine in which a violation occurs of a mandatory health or safety standard or who violates any other provision of this chapter, shall be assessed a civil penalty by the Secretary which penalty shall not be more than $50,000 for each such violation. Each occurrence of a violation of a mandatory health or safety standard may constitute a separate offense.

(2)The operator of a coal or other mine who fails to provide timely notification to the Secretary as required under section 813(j) of this title (relating to the 15 minute requirement) shall be assessed a civil penalty by the Secretary of not less than $5,000 and not more than $60,000.

(3)(A)The minimum penalty for any citation or order issued under section 814(d)(1) of this title shall be $2,000.

(B)The minimum penalty for any order issued under section 814(d)(2) of this title shall be $4,000.

(4)Nothing in this subsection shall be construed to prevent an operator from obtaining a review, in accordance with section 816 of this title, of an order imposing a penalty described in this subsection. If a court, in making such review, sustains the order, the court shall apply at least the minimum penalties required under this subsection.

(b)(1)Any operator who fails to correct a violation for which a citation has been issued under section 814(a) of this title within the period permitted for its correction may be assessed a civil penalty of not more than $$5,000 11 So in original. for each day during which such failure or violation continues.

(2)Violations under this section that are deemed to be flagrant may be assessed a civil penalty of not more than $220,000. For purposes of the preceding sentence, the term “flagrant” with respect to a violation means a reckless or repeated failure to make reasonable efforts to eliminate a known violation of a mandatory health or safety standard that substantially and proximately caused, or reasonably could have been expected to cause, death or serious bodily injury.

(c)Whenever a corporate operator violates a mandatory health or safety standard or knowingly violates or fails or refuses to comply with any order issued under this chapter or any order incorporated in a final decision issued under this chapter, except an order incorporated in a decision issued under subsection (a) or section 815(c) of this title, any director, officer, or agent of such corporation who knowingly authorized, ordered, or carried out such violation, failure, or refusal shall be subject to the same civil penalties, fines, and imprisonment that may be imposed upon a person under subsections (a) and (d).

(d)Any operator who willfully violates a mandatory health or safety standard, or knowingly violates or fails or refuses to comply with any order issued under section 814 of this title and section 817 of this title, or any order incorporated in a final decision issued under this subchapter, except an order incorporated in a decision under subsection (a)(1) or section 815(c) of this title, shall, upon conviction, be punished by a fine of not more than $250,000, or by imprisonment for not more than one year, or by both, except that if the conviction is for a violation committed after the first conviction of such operator under this chapter, punishment shall be by a fine of not more than $500,000, or by imprisonment for not more than five years, or both.

(e)Unless otherwise authorized by this chapter, any person who gives advance notice of any inspection to be conducted under this chapter shall, upon conviction, be punished by a fine of not more than $1,000 or by imprisonment for not more than six months, or both.

(f)Whoever knowingly makes any false statement, representation, or certification in any application, record, report, plan, or other document filed or required to be maintained pursuant to this chapter shall, upon conviction, be punished by a fine of not more than $10,000, or by imprisonment for not more than five years, or both.

(g)Any miner who willfully violates the mandatory safety standards relating to smoking or the carrying of smoking materials, matches, or lighters shall be subject to a civil penalty assessed by the Commission, which penalty shall not be more than $250 for each occurrence of such violation.

(h)Whoever knowingly distributes, sells, offers for sale, introduces, or delivers in commerce any equipment for use in a coal or other mine, including, but not limited to, components and accessories of such equipment, which is represented as complying with the provisions of this chapter, or with any specification or regulation of the Secretary applicable to such equipment, and which does not so comply, shall, upon conviction, be subject to the same fine and imprisonment that may be imposed upon a person under subsection (f) of this section.

(i)The Commission shall have authority to assess all civil penalties provided in this chapter. In assessing civil monetary penalties, the Commission shall consider the operator’s history of previous violations, the appropriateness of such penalty to the size of the business of the operator charged, whether the operator was negligent, the effect on the operator’s ability to continue in business, the gravity of the violation, and the demonstrated good faith of the person charged in attempting to achieve rapid compliance after notification of a violation. In proposing civil penalties under this chapter, the Secretary may rely upon a summary review of the information available to him and shall not be required to make findings of fact concerning the above factors.

(j)Civil penalties owed under this chapter shall be paid to the Secretary for deposit into the Treasury of the United States and shall accrue to the United States and may be recovered in a civil action in the name of the United States brought in the United States district court for the district where the violation occurred or where the operator has its principal office. Interest at the rate of 8 percent per annum shall be charged against a person on any final order of the Commission, or the court. Interest shall begin to accrue 30 days after the issuance of such order.

(k)No proposed penalty which has been contested before the Commission under section 815(a) of this title shall be compromised, mitigated, or settled except with the approval of the Commission. No penalty assessment which has become a final order of the Commission shall be compromised, mitigated, or settled except with the approval of the court.

(l)The provisions of this section shall not be applicable with respect to subchapter IV of this chapter.

Notes & Related Subsidiaries

Editorial Notes

References in Text

This chapter, referred to in subsecs. (a)(1), (c) to (f), and (h) to (j), was in the original “this Act”, meaning Pub. L. 91–173, Dec. 30, 1969, 83 Stat. 742, known as the Federal Mine Safety and Health Act of 1977, which is classified principally to this chapter. For complete classification of this Act to the Code, see

Short Title

note set out under section 801 of this title and Tables.

Amendments

2006—Subsec. (a). Pub. L. 109–280, § 1301(2), substituted “(1) The operator” for “(1)(1) The operator” in par. (1), substituted “subsection (a)(1)” for “paragraph (1)” in par. (2), relating to criminal penalties, and redesignated that par. as subsec. (d). Pub. L. 109–236, § 8(a)(1), inserted “(1)” after subsec. heading, added par. (2), relating to criminal penalties, and added pars. (3) and (4). Pub. L. 109–236, § 5(b), designated existing provisions as par. (1) and added par. (2), relating to civil penalties. Subsec. (b). Pub. L. 109–280, § 1301(3), inserted par. (1) and (2) designations. Pub. L. 109–236, § 8(a)(2), inserted at end “Violations under this section that are deemed to be flagrant may be assessed a civil penalty of not more than $220,000. For purposes of the preceding sentence, the term ‘flagrant’ with respect to a violation means a reckless or repeated failure to make reasonable efforts to eliminate a known violation of a mandatory health or safety standard that substantially and proximately caused, or reasonably could have been expected to cause, death or serious bodily injury.” Subsec. (d). Pub. L. 109–280, § 1301(2)(B)(ii), redesignated subsec. (a)(2), relating to criminal penalties, as (d). Pub. L. 109–280, § 1301(1), struck out subsec. (d) which read as follows: “Any operator who willfully violates a mandatory health or safety standard, or knowingly violates or fails or refuses to comply with any order issued under section 814 of this title and section 817 of this title, or any order incorporated in a final decision issued under this subchapter, except an order incorporated in a decision under subsection (a) of this section or section 815(c) of this title, shall, upon conviction, be punished by a fine of not more than $25,000, or by imprisonment for not more than one year, or by both, except that if the conviction is for a violation committed after the first conviction of such operator under this chapter, punishment shall be by a fine of not more than $50,000, or by imprisonment for not more than five years, or both.” 1990—Subsec. (a). Pub. L. 101–508, § 3102(1), substituted “$50,000” for “$10,000”. Subsec. (b). Pub. L. 101–508, § 3102(2), substituted “$5,000” for “1,000”. 1977—Pub. L. 95–164 substituted provisions setting the civil and criminal penalties with regard to violations of this chapter for provisions relating to claims of idled miners, which provisions, as revised, were transferred to section 821 of this title.

Statutory Notes and Related Subsidiaries

Effective Date

of 1977 AmendmentAmendment by Pub. L. 95–164 effective 120 days after Nov. 9, 1977, except as otherwise provided, see section 307 of Pub. L. 95–164, set out as a note under section 801 of this title.

Effective Date

Section operative 90 days after Dec. 30, 1969, except to the extent an earlier date is specifically provided for in Pub. L. 91–173, see section 509 of Pub. L. 91–173, set out as a note under section 801 of this title.

Regulations

Pub. L. 109–236, § 8(b),

June 15, 2006, 120 Stat. 501, provided that: “Not later than

December 30, 2006, the Secretary of Labor shall promulgate final

Regulations

with respect to penalties.”

§820 Penalties

Summary

Title 30, §820

Notes & Related Subsidiaries

Editorial Notes

References in Text

Short Title

Amendments

Statutory Notes and Related Subsidiaries

Effective Date

Effective Date

Regulations

Regulations

Citations & Metadata