NYSE American Adjusts Price List for Brokers
Published Date: 1/13/2026
Notice
Summary
NYSE American is changing some fees related to the Central Registration Depository (CRD) system, which helps track licenses for people and firms in the securities world. These fee updates, handled by FINRA, will start on January 2, 2026, and affect anyone using the CRD system through NYSE American. If you’re involved in securities registration, get ready for these new costs kicking in right after the New Year!
Analyzed Economic Effects
1 provisions identified: 0 benefits, 1 costs, 0 mixed.
CRD System Fees Increase per Registrant
If your firm uses the CRD system through NYSE American, the per-registered representative/principal system processing fee changes effective January 2, 2026. The new fees are: 1–5 regulators: $70; 6–20 regulators: $95; 21–40 regulators: $110; 41 or more regulators: $125. These fees mirror FINRA’s CRD fees and apply to Non‑FINRA Member Organizations (the Exchange lists the fees but does not collect them).
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