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New HampshireSB4962025-2026 Regular SessionSenateWALLET

relative to supervision and registration requirements for associates of broker-dealers.

Sponsored By: Tim McGough (Republican)

Signed by Governor

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Bill Overview

Analyzed Economic Effects

1 provisions identified: 0 benefits, 0 costs, 1 mixed.

New branch office rules for New Hampshire brokers

The law treats any location that supervises agents at one or more non-branch sites as a branch office. A private home is not a branch office only if the firm designates it as a residential supervisory location and follows FINRA Rule 3110.19, or a successor rule. Broker-dealers and supervisors face added branch-office compliance at covered sites. This aligns state rules with FINRA guidance. The law takes effect upon passage.

Sponsors & Cosponsors

Sponsor

  • Tim McGough

    Republican • Senate

Cosponsors

  • Bill M. Gannon

    Republican • Senate

  • Daniel E. Innis

    Republican • Senate

  • David H. Watters

    Democratic • Senate

  • Donovan Fenton

    Democratic • Senate

  • Howard Pearl

    r • Senate

  • Julie Miles

    Republican • House

Roll Call Votes

No roll call votes available for this bill.

Actions Timeline

  1. Signed by the Governor on 06/19/2026; Chapter 189; Effective 06/19/2026

    6/24/2026Senate

  2. Enrolled (in recess of) 06/04/2026 HJ 15 P. 43

    6/10/2026House

  3. Enrolled Adopted, VV, (In recess 06/04/2026); SJ 14

    6/10/2026Senate

  4. Ought to Pass: MA VV 05/14/2026 HJ 13 P. 2

    5/14/2026House

  5. Committee Report: Ought to Pass 04/29/2026 (Vote 15-0; CC) HC 19 P. 7

    5/1/2026House

  6. Executive Session: 04/29/2026 10:00 am GP 229

    4/22/2026House

  7. Subcommittee Work Session: 04/21/2026 01:15 pm GP 229

    4/16/2026House

  8. Public Hearing: 04/07/2026 01:45 pm GP 159

    4/2/2026House

  9. Subcommittee Work Session: 04/08/2026 10:00 am GP 229

    4/1/2026House

  10. Introduced (in recess of) 02/19/2026 and referred to Commerce and Consumer Affairs HJ 5 P. 124

    2/26/2026House

  11. Ought to Pass: MA, VV; OT3rdg; 02/19/2026; SJ 4

    2/9/2026Senate

  12. Committee Report: Ought to Pass, 02/19/2026; Vote 4-0; CC; SC 6

    2/9/2026Senate

  13. Hearing: 01/27/2026, Room 100, SH, 10:00 am; SC 1

    1/13/2026Senate

  14. Introduced 01/07/2026 and Referred to Commerce; SJ 1

    11/21/2025Senate

Bill Text

  • Enrolled

    6/10/2026

    HTML

  • Introduced

    11/21/2025

    PDF

  • CHAPTERED FINAL VERSION

    PDF

  • Version adopted by both bodies

    PDF

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